We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABNB icon
851
Airbnb
ABNB
$90.8B
$2.01M 0.01%
14,644
-597
-4% -$82.4K
PTF icon
852
Invesco Dorsey Wright Technology Momentum ETF
PTF
$513M
$2.01M 0.01%
45,417
-20,877
-31% -$994K
LECO icon
853
Lincoln Electric
LECO
$14.1B
$1.99M 0.01%
10,969
+6,171
+129% +$1.18M
SPG icon
854
Simon Property Group
SPG
$76.4B
$1.99M 0.01%
18,414
-1,174
-6% -$137K
AVY icon
855
Avery Dennison
AVY
$12.8B
$1.99M 0.01%
10,877
-118
-1% -$21.4K
SJM icon
856
J.M. Smucker
SJM
$13.5B
$1.98M 0.01%
16,104
+651
+4% +$92.5K
EW icon
857
Edwards Lifesciences
EW
$49.4B
$1.97M 0.01%
28,371
-52,036
-65% -$4.18M
SPMD icon
858
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.1B
$1.96M 0.01%
44,782
-40,772
-48% -$1.87M
VSS icon
859
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11B
$1.96M 0.01%
18,456
-73
-0.4% -$8.1K
ROL icon
860
Rollins
ROL
$18.6B
$1.94M 0.01%
51,845
+37,966
+274% +$1.53M
IBDR icon
861
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.44B
$1.92M 0.01%
+82,312
New +$1.93M
RF icon
862
Regions Financial
RF
$26.4B
$1.92M 0.01%
111,590
+20,470
+22% +$388K
THC icon
863
Tenet Healthcare
THC
$22.2B
$1.92M 0.01%
29,102
-12,266
-30% -$917K
IAK icon
864
iShares US Insurance ETF
IAK
$521M
$1.91M 0.01%
20,820
+756
+4% +$68.7K
JQUA icon
865
JPMorgan US Quality Factor ETF
JQUA
$8.14B
$1.9M 0.01%
43,880
+6,650
+18% +$297K
CP icon
866
Canadian Pacific Kansas City
CP
$81B
$1.89M 0.01%
25,433
+95
+0.4% +$7.54K
STAG icon
867
STAG Industrial
STAG
$7.44B
$1.88M 0.01%
54,618
+16,735
+44% +$607K
PHM icon
868
Pultegroup
PHM
$25.2B
$1.87M 0.01%
25,237
+5,140
+26% +$410K
ARKK icon
869
ARK Innovation ETF
ARKK
$5.59B
$1.87M 0.01%
47,061
-2,358
-5% -$104K
XMMO icon
870
Invesco S&P MidCap Momentum ETF
XMMO
$6.9B
$1.86M 0.01%
23,128
+5,819
+34% +$473K
VT icon
871
Vanguard Total World Stock ETF
VT
$75.3B
$1.86M 0.01%
19,966
-53,381
-73% -$5.18M
DFEB icon
872
FT Vest US Equity Deep Buffer ETF February
DFEB
$456M
$1.86M 0.01%
53,383
-683
-1% -$24.2K
CMG icon
873
Chipotle Mexican Grill
CMG
$43.9B
$1.86M 0.01%
50,650
+4,050
+9% +$158K
AWK icon
874
American Water Works
AWK
$27B
$1.85M 0.01%
14,967
+956
+7% +$134K
AMCR icon
875
Amcor
AMCR
$21.2B
$1.85M 0.01%
40,419
-97
-0.2% -$4.67K
33 34
35
36 37

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.