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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$13.8B
AUM Growth
+$1.22B
Cap. Flow
+$498M
Cap. Flow %
3.6%
Top 10 Hldgs %
18.59%
Holding
1,952
New
213
Increased
855
Reduced
700
Closed
140

Top Buys

Rank Stock Value
1
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$64.7M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$42.7M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$40.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.8M
5
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$28.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$69.2M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$58.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$50.3M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$49.8M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.1M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Financials 5.37%
3 Healthcare 4%
4 Energy 3.71%
5 Consumer Discretionary 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOX icon
851
Vanguard Communication Services ETF
VOX
$5.68B
$1.47M 0.01%
17,827
-1,873
-10% -$158K
GATX icon
852
GATX Corp
GATX
$6.45B
$1.46M 0.01%
13,764
+554
+4% +$57.7K
FDEC icon
853
FT Vest US Equity Buffer ETF December
FDEC
$1.31B
$1.46M 0.01%
46,008
+25,685
+126% +$812K
DNOV icon
854
FT Vest US Equity Deep Buffer ETF November
DNOV
$393M
$1.46M 0.01%
44,660
+7,315
+20% +$241K
EEM icon
855
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$1.45M 0.01%
38,276
+5,505
+17% +$203K
DDEC icon
856
FT Vest US Equity Deep Buffer ETF December
DDEC
$425M
$1.45M 0.01%
47,352
+26,376
+126% +$802K
VRTX icon
857
Vertex Pharmaceuticals
VRTX
$123B
$1.44M 0.01%
4,996
+3,552
+246% +$1.08M
BF.B icon
858
Brown-Forman Class B
BF.B
$13.5B
$1.44M 0.01%
21,930
-2,113
-9% -$143K
CBRL icon
859
Cracker Barrel
CBRL
$1.26B
$1.44M 0.01%
15,193
+463
+3% +$48.2K
DOCU
860
DocuSign
DOCU
$11.1B
$1.44M 0.01%
25,948
-6,814
-21% -$332K
DEED icon
861
First Trust Securitized Plus ETF
DEED
$80M
$1.43M 0.01%
67,714
-33,134
-33% -$701K
BBDC icon
862
Barings BDC
BBDC
$869M
$1.43M 0.01%
174,964
-18,173
-9% -$157K
PPG icon
863
PPG Industries
PPG
$24.9B
$1.41M 0.01%
11,199
+3,440
+44% +$421K
EGP icon
864
EastGroup Properties
EGP
$11.2B
$1.4M 0.01%
9,463
+982
+12% +$148K
OEC icon
865
Orion
OEC
$403M
$1.4M 0.01%
78,592
-9,240
-11% -$155K
AIG icon
866
American International
AIG
$42.5B
$1.39M 0.01%
22,040
+2,198
+11% +$128K
ARKK icon
867
ARK Innovation ETF
ARKK
$5.59B
$1.39M 0.01%
44,612
-88,987
-67% -$3.18M
KNX icon
868
Knight Transportation
KNX
$11.5B
$1.39M 0.01%
26,579
+4,845
+22% +$251K
K
869
DELISTED
Kellanova
K
$1.39M 0.01%
20,807
+387
+2% +$26.3K
WBD icon
870
Warner Bros
WBD
$64.3B
$1.39M 0.01%
146,568
-21,835
-13% -$247K
FDS icon
871
Factset
FDS
$10B
$1.38M 0.01%
3,446
+26
+0.8% +$11.1K
PZA icon
872
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
$1.38M 0.01%
60,154
-78,788
-57% -$1.78M
AMP icon
873
Ameriprise Financial
AMP
$47.8B
$1.37M 0.01%
4,391
+1,055
+32% +$322K
WTRG icon
874
Essential Utilities
WTRG
$11.5B
$1.36M 0.01%
28,561
-1,449
-5% -$65.6K
AOR icon
875
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.61B
$1.35M 0.01%
28,730
-687
-2% -$32.3K
33 34
35
36 37

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, AE Wealth Management held 1,952 positions worth $13.8B, up 9.7% from $12.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $498M of net new capital in Q4 2022, opening 213 new positions and adding to 855 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Dec ETF: 1,151,817 shares worth $28.1M.

By sector, the portfolio is most concentrated in Technology at 7.5% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $69.2M trimmed.

  • AE Wealth Management's largest Q4 2022 buy was AllianzIM U.S. Equity Buffer20 Dec ETF: 1,151,817 shares worth $28.1M.
  • AE Wealth Management added most to iShares Core MSCI International Developed Markets ETF in Q4 2022, an estimated $64.7M increase.
  • AE Wealth Management's biggest Q4 2022 reduction was Vanguard S&P 500 ETF, cutting an estimated $69.2M.
  • AE Wealth Management fully exited First Trust Dow Jones Select MicroCap Index Fund in Q4 2022, selling an estimated $9.05M.
  • AE Wealth Management's ten largest holdings make up 19% of its $13.8B portfolio in Q4 2022.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2022.
  • AE Wealth Management's portfolio value rose 9.7% quarter-over-quarter to $13.8B.

Based on AE Wealth Management's 13F filing for Q4 2022, filed 31 Jan 2023.