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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAIN icon
851
Main Street Capital
MAIN
$5.05B
$1.05M 0.01%
25,522
-3,922
-13% -$163K
WEC icon
852
WEC Energy
WEC
$36.3B
$1.05M 0.01%
11,891
+234
+2% +$21.9K
FSLY icon
853
Fastly Inc
FSLY
$3.24B
$1.05M 0.01%
25,920
-543
-2% -$25.1K
RBLX icon
854
Roblox
RBLX
$35.9B
$1.04M 0.01%
13,781
-5,237
-28% -$430K
RNRG icon
855
Global X Renewable Energy Producers ETF
RNRG
$25.4M
$1.04M 0.01%
22,207
+2,444
+12% +$119K
ON icon
856
ON Semiconductor
ON
$30.7B
$1.03M 0.01%
22,541
+1,477
+7% +$63.1K
ACCD
857
DELISTED
Accolade Inc
ACCD
$1.03M 0.01%
24,425
+4,630
+23% +$218K
FJUL icon
858
FT Vest US Equity Buffer ETF July
FJUL
$1.19B
$1.03M 0.01%
29,717
+13,240
+80% +$464K
ANSS
859
DELISTED
Ansys
ANSS
$1.02M 0.01%
3,011
+167
+6% +$60.3K
IYF icon
860
iShares US Financials ETF
IYF
$4.65B
$1.02M 0.01%
12,418
-51,256
-80% -$4.26M
FTV icon
861
Fortive
FTV
$18.2B
$1.02M 0.01%
+19,224
New +$1.05M
PAUG icon
862
Innovator US Equity Power Buffer ETF August
PAUG
$860M
$1.02M 0.01%
34,960
+12,342
+55% +$364K
CP icon
863
Canadian Pacific Kansas City
CP
$81B
$1.02M 0.01%
15,683
-668
-4% -$47.6K
LCID icon
864
Lucid Motors
LCID
$3.11B
$1.02M 0.01%
4,006
+1,789
+81% +$414K
CBOE icon
865
Cboe Global Markets
CBOE
$32.2B
$1.01M 0.01%
8,179
+775
+10% +$94.7K
CTAS icon
866
Cintas
CTAS
$86.6B
$1.01M 0.01%
10,592
+2,408
+29% +$236K
DRI icon
867
Darden Restaurants
DRI
$24.3B
$1.01M 0.01%
6,653
-729
-10% -$107K
HEI icon
868
HEICO Corp
HEI
$49.6B
$1M 0.01%
7,609
+66
+0.9% +$8.69K
CFG icon
869
Citizens Financial Group
CFG
$30.1B
$995K 0.01%
21,171
+1,345
+7% +$59.1K
ENPH icon
870
Enphase Energy
ENPH
$4.62B
$994K 0.01%
6,629
-1,353
-17% -$232K
ECL icon
871
Ecolab
ECL
$79.8B
$992K 0.01%
4,757
+206
+5% +$45.1K
ENSG icon
872
The Ensign Group
ENSG
$10.6B
$991K 0.01%
13,232
-544
-4% -$45K
MDIV icon
873
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$431M
$990K 0.01%
60,362
-1,074
-2% -$17.9K
IYH icon
874
iShares US Healthcare ETF
IYH
$3.44B
$984K 0.01%
17,830
+310
+2% +$17.7K
HUN icon
875
Huntsman Corp
HUN
$2.1B
$973K 0.01%
32,894
-1,713
-5% -$45.1K
33 34
35
36 37

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.