We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTE icon
851
TotalEnergies
TTE
$193B
$331K 0.01%
8,885
-633
-7% -$28.5K
VT icon
852
Vanguard Total World Stock ETF
VT
$75.3B
$327K 0.01%
5,203
-1,623
-24% -$122K
CWEN icon
853
Clearway Energy Class C
CWEN
$4.79B
$326K 0.01%
+17,326
New +$361K
RHP icon
854
Ryman Hospitality Properties
RHP
$8.56B
$325K 0.01%
9,061
+2,005
+28% +$138K
WIX icon
855
WIX.com
WIX
$2.56B
$324K 0.01%
+3,215
New +$420K
WTRG icon
856
Essential Utilities
WTRG
$11.5B
$324K 0.01%
+7,958
New +$375K
CPRT icon
857
Copart
CPRT
$28.5B
$323K 0.01%
+18,856
New +$420K
HYND
858
DELISTED
WisdomTree Trust WisdomTree WisdomTree Negative Duration High Yield Bond Fund
HYND
$323K 0.01%
+22,899
New +$394K
NFG icon
859
National Fuel Gas
NFG
$7.69B
$320K 0.01%
+8,593
New +$352K
EBND icon
860
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.25B
$317K 0.01%
12,963
+3,110
+32% +$83.3K
IYF icon
861
iShares US Financials ETF
IYF
$4.65B
$316K 0.01%
6,506
-1,318
-17% -$83.4K
PRF icon
862
Invesco FTSE RAFI US 1000 ETF
PRF
$9.72B
$315K 0.01%
17,015
-380,925
-96% -$8.84M
SPLB icon
863
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$315K 0.01%
11,076
-9,339
-46% -$281K
MGC icon
864
Vanguard Morningstar Mega Cap ETF
MGC
$9.71B
$314K 0.01%
3,454
-1,027
-23% -$110K
CLH icon
865
Clean Harbors
CLH
$17.2B
$312K 0.01%
+6,076
New +$444K
BRSP
866
BrightSpire Capital
BRSP
$634M
$310K 0.01%
78,783
-5,276
-6% -$57.9K
ICF icon
867
iShares Select U.S. REIT ETF
ICF
$2.13B
$310K 0.01%
+6,762
New +$379K
ALTA
868
DELISTED
Altabancorp
ALTA
$310K 0.01%
15,982
– –
HE icon
869
Hawaiian Electric Industries
HE
$2.26B
$308K 0.01%
7,149
+2,188
+44% +$101K
ERIE icon
870
Erie Indemnity
ERIE
$13B
$307K 0.01%
2,073
– –
BFH icon
871
Bread Financial
BFH
$4.32B
$306K 0.01%
+11,404
New +$777K
ROK icon
872
Rockwell Automation
ROK
$51.1B
$303K 0.01%
2,006
+102
+5% +$18.9K
MOAT icon
873
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$301K 0.01%
6,880
-31,125
-82% -$1.6M
MRTN icon
874
Marten Transport
MRTN
$1.22B
$300K 0.01%
21,900
+4,027
+23% +$55.5K
NLSN
875
DELISTED
Nielsen Holdings plc
NLSN
$300K 0.01%
23,886
+9,195
+63% +$172K
33 34
35
36 37

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.