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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGN
851
DELISTED
Allergan plc
AGN
$348K 0.01%
1,821
+165
+10% +$29.8K
TSN icon
852
Tyson Foods
TSN
$20.2B
$347K 0.01%
3,814
+328
+9% +$28.2K
ERIE icon
853
Erie Indemnity
ERIE
$11.7B
$344K 0.01%
+2,073
New +$366K
HWC icon
854
Hancock Whitney
HWC
$6.13B
$344K 0.01%
7,833
+23
+0.3% +$933
CINF icon
855
Cincinnati Financial
CINF
$28.3B
$343K 0.01%
3,261
+255
+8% +$27.9K
NNN icon
856
NNN REIT
NNN
$9.39B
$343K 0.01%
6,401
+179
+3% +$9.94K
R icon
857
Ryder
R
$10.3B
$342K 0.01%
6,299
+716
+13% +$37.2K
MGP
858
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$341K 0.01%
11,017
+2,304
+26% +$70.8K
DHC
859
Diversified Healthcare Trust
DHC
$2.26B
$340K 0.01%
40,248
+6,168
+18% +$52K
NHI icon
860
National Health Investors
NHI
$3.9B
$338K 0.01%
4,152
+910
+28% +$74.5K
COMT icon
861
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$336K 0.01%
10,199
-788
-7% -$25.3K
QWLD
862
State Street SPDR MSCI World StrategicFactors ETF
QWLD
$172M
$336K 0.01%
+3,930
New +$327K
CG icon
863
Carlyle Group
CG
$16.3B
$335K 0.01%
10,429
+929
+10% +$26.3K
BUD icon
864
AB InBev
BUD
$158B
$334K 0.01%
4,075
+1,347
+49% +$112K
ZEN
865
DELISTED
ZENDESK INC
ZEN
$334K 0.01%
4,361
+387
+10% +$28.3K
VMC icon
866
Vulcan Materials
VMC
$36.3B
$332K 0.01%
2,307
+136
+6% +$19.5K
BMO icon
867
Bank of Montreal
BMO
$125B
$331K 0.01%
4,270
+114
+3% +$8.58K
EXLS icon
868
EXL Service
EXLS
$4.23B
$328K 0.01%
23,635
+2,950
+14% +$40.4K
HQY icon
869
HealthEquity
HQY
$7.91B
$327K 0.01%
4,414
-923
-17% -$57.6K
GS icon
870
Goldman Sachs
GS
$313B
$326K 0.01%
1,416
+235
+20% +$51K
SNV
871
DELISTED
Synovus
SNV
$326K 0.01%
+8,309
New +$305K
CLW icon
872
Clearwater Paper
CLW
$271M
$324K 0.01%
15,187
-8,946
-37% -$180K
NVO
873
Novo Nordisk
NVO
$216B
$324K 0.01%
11,196
– –
REET icon
874
iShares Global REIT ETF
REET
$5.12B
$324K 0.01%
11,743
+3,621
+45% +$102K
SNY icon
875
Sanofi
SNY
$104B
$324K 0.01%
6,457
+609
+10% +$28.5K
33 34
35
36 37

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.