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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHI icon
826
Omega Healthcare
OHI
$15.3B
$2.17M 0.01%
65,498
+6,511
+11% +$208K
PFEB icon
827
Innovator US Equity Power Buffer ETF February
PFEB
$907M
$2.16M 0.01%
70,999
-45,706
-39% -$1.41M
PAYX icon
828
Paychex
PAYX
$43.4B
$2.15M 0.01%
18,609
+9,417
+102% +$1.13M
IXN icon
829
iShares Global Tech ETF
IXN
$7.87B
$2.14M 0.01%
36,927
+1,614
+5% +$98.1K
BRK.A icon
830
Berkshire Hathaway Class A
BRK.A
$1.1T
$2.13M 0.01%
4
-11
-73% -$5.93M
SUSA icon
831
iShares ESG Optimized MSCI USA ETF
SUSA
$3.95B
$2.12M 0.01%
23,514
+21,150
+895% +$1.99M
JETS icon
832
US Global Jets ETF
JETS
$768M
$2.12M 0.01%
124,210
-1,169
-0.9% -$23.1K
IHF icon
833
iShares US Healthcare Providers ETF
IHF
$1.22B
$2.11M 0.01%
42,920
+8,605
+25% +$437K
ITA icon
834
iShares US Aerospace & Defense ETF
ITA
$14B
$2.11M 0.01%
19,898
+176
+0.9% +$20.1K
ICVT icon
835
iShares Convertible Bond ETF
ICVT
$6.97B
$2.11M 0.01%
28,379
+15,490
+120% +$1.18M
CARR icon
836
Carrier Global
CARR
$49.8B
$2.1M 0.01%
37,958
-2,233
-6% -$123K
BNY
837
Bank of New York Mellon
BNY
$103B
$2.09M 0.01%
49,069
+813
+2% +$36.2K
IGOV icon
838
iShares International Treasury Bond ETF
IGOV
$1.51B
$2.09M 0.01%
56,271
+4,432
+9% +$172K
BCD icon
839
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$403M
$2.08M 0.01%
62,932
+81
+0.1% +$2.7K
SLF icon
840
Sun Life Financial
SLF
$45.6B
$2.08M 0.01%
42,580
+116
+0.3% +$5.82K
XDEC icon
841
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$201M
$2.07M 0.01%
63,072
-15,213
-19% -$500K
EBAY icon
842
eBay
EBAY
$51.2B
$2.06M 0.01%
46,793
-6,029
-11% -$269K
ET icon
843
Energy Transfer Partners
ET
$69.5B
$2.06M 0.01%
146,752
+21,980
+18% +$292K
HSY icon
844
Hershey
HSY
$37.3B
$2.05M 0.01%
10,270
+5,632
+121% +$1.26M
SAIC icon
845
Saic
SAIC
$4.95B
$2.04M 0.01%
19,372
-3,130
-14% -$360K
BF.B icon
846
Brown-Forman Class B
BF.B
$13.5B
$2.04M 0.01%
35,322
+8,047
+30% +$535K
FPX icon
847
First Trust US Equity Opportunities ETF
FPX
$1.43B
$2.02M 0.01%
24,098
+5,466
+29% +$480K
FDLO icon
848
Fidelity Low Volatility Factor ETF
FDLO
$1.42B
$2.02M 0.01%
41,574
+9,437
+29% +$474K
PGR icon
849
Progressive
PGR
$128B
$2.02M 0.01%
14,507
-42,389
-75% -$5.58M
ROK icon
850
Rockwell Automation
ROK
$51.1B
$2.02M 0.01%
7,060
-858
-11% -$265K
32 33
34
35 36

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.