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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTN icon
826
Gray Television
GTN
$437M
$717K 0.01%
+40,068
New +$635K
ROK icon
827
Rockwell Automation
ROK
$51.1B
$716K 0.01%
2,855
-3,082
-52% -$754K
SNBR
828
DELISTED
Sleep Number
SNBR
$716K 0.01%
+8,749
New +$607K
SHYF
829
DELISTED
The Shyft Group
SHYF
$715K 0.01%
25,203
-5,003
-17% -$120K
BLMN icon
830
Bloomin' Brands
BLMN
$754M
$714K 0.01%
36,766
-1,660
-4% -$28.3K
CARG icon
831
CarGurus
CARG
$3.34B
$714K 0.01%
22,490
-6,706
-23% -$166K
BOOT icon
832
Boot Barn
BOOT
$4.58B
$712K 0.01%
+16,431
New +$619K
MPC icon
833
Marathon Petroleum
MPC
$90.1B
$712K 0.01%
17,226
-4,279
-20% -$154K
WSM icon
834
Williams-Sonoma
WSM
$27.5B
$712K 0.01%
13,984
-1,986
-12% -$102K
HYD icon
835
VanEck High Yield Muni ETF
HYD
$4.44B
$710K 0.01%
11,532
-164
-1% -$9.9K
BAX icon
836
Baxter International
BAX
$12.8B
$709K 0.01%
8,835
+771
+10% +$61.1K
ESPO icon
837
VanEck Video Gaming and eSports ETF
ESPO
$251M
$708K 0.01%
10,108
+6,787
+204% +$436K
HPE icon
838
Hewlett Packard
HPE
$58.8B
$708K 0.01%
59,783
-5,906
-9% -$62K
PSK icon
839
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$703K 0.01%
15,825
-7,641
-33% -$335K
FHLC icon
840
Fidelity MSCI Health Care Index ETF
FHLC
$3.35B
$702K 0.01%
12,158
+44
+0.4% +$2.43K
AMBA icon
841
Ambarella
AMBA
$3.04B
$701K 0.01%
+7,630
New +$534K
DECK icon
842
Deckers Outdoor
DECK
$14.1B
$700K 0.01%
+14,640
New +$649K
ENTG icon
843
Entegris
ENTG
$16.3B
$698K 0.01%
7,268
-2,103
-22% -$184K
PWR icon
844
Quanta Services
PWR
$84.2B
$698K 0.01%
9,689
+1,065
+12% +$70.2K
UTG icon
845
Reaves Utility Income Fund
UTG
$3.47B
$696K 0.01%
21,217
-2,458
-10% -$80.5K
URI icon
846
United Rentals
URI
$65.7B
$695K 0.01%
2,995
-106
-3% -$22.4K
MXIM
847
DELISTED
Maxim Integrated Products
MXIM
$695K 0.01%
7,835
-4,318
-36% -$341K
SGI
848
Somnigroup International
SGI
$14.4B
$694K 0.01%
25,697
-2,787
-10% -$68K
WWD icon
849
Woodward
WWD
$23B
$691K 0.01%
5,682
+1,245
+28% +$126K
DLTR icon
850
Dollar Tree
DLTR
$24.8B
$688K 0.01%
6,368
-60
-0.9% -$6.03K
32 33
34
35 36

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
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AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.