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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOLD
826
DELISTED
Amicus Therapeutics
FOLD
$353K 0.01%
+38,249
New +$364K
FPEI icon
827
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.92B
$353K 0.01%
20,846
+5,809
+39% +$112K
CHGG icon
828
Chegg
CHGG
$116M
$352K 0.01%
+9,844
New +$384K
LNC icon
829
Lincoln National
LNC
$7.92B
$352K 0.01%
13,383
+4,319
+48% +$205K
WTRE icon
830
WisdomTree New Economy Real Estate Fund
WTRE
$15.2M
$352K 0.01%
15,965
+1,936
+14% +$54.8K
PING
831
DELISTED
Ping Identity Holding Corp.
PING
$352K 0.01%
+17,558
New +$409K
CVA
832
DELISTED
Covanta Holding Corporation
CVA
$352K 0.01%
+41,226
New +$556K
AN icon
833
AutoNation
AN
$7.7B
$351K 0.01%
+12,522
New +$517K
EXPD icon
834
Expeditors International
EXPD
$22.3B
$350K 0.01%
5,245
-737
-12% -$52.6K
HSIC icon
835
Henry Schein
HSIC
$9.78B
$350K 0.01%
+6,932
New +$440K
CLGX
836
DELISTED
Corelogic, Inc.
CLGX
$350K 0.01%
+11,457
New +$508K
FAAR icon
837
First Trust Alternative Absolute Return Strategy ETF
FAAR
$192M
$349K 0.01%
+13,764
New +$350K
SPHQ icon
838
Invesco S&P 500 Quality ETF
SPHQ
$19B
$345K 0.01%
11,538
-2,504
-18% -$86.8K
NLY icon
839
Annaly Capital Management
NLY
$17.3B
$344K 0.01%
16,942
+2,353
+16% +$82.8K
EVRG icon
840
Evergy
EVRG
$19.4B
$343K 0.01%
6,229
-223
-3% -$14.7K
FLGE
841
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$343K 0.01%
1,508
+155
+11% +$49.2K
PANW icon
842
Palo Alto Networks
PANW
$256B
$341K 0.01%
12,474
+594
+5% +$20.7K
ATO icon
843
Atmos Energy
ATO
$29.7B
$340K 0.01%
3,422
-1,123
-25% -$123K
IEUR icon
844
iShares Core MSCI Europe ETF
IEUR
$8.8B
$340K 0.01%
9,168
-9
-0.1% -$406
AEL
845
DELISTED
American Equity Investment Life Holding Company
AEL
$340K 0.01%
18,102
-32
-0.2% -$816
AGZD icon
846
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$131M
$338K 0.01%
14,692
-23,186
-61% -$549K
CGC
847
Canopy Growth
CGC
$376M
$337K 0.01%
2,336
+142
+6% +$26.7K
PSL icon
848
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$86.2M
$334K 0.01%
5,942
– –
MPLX icon
849
MPLX
MPLX
$58.6B
$333K 0.01%
+28,661
New +$587K
FNF icon
850
Fidelity National Financial
FNF
$14.4B
$332K 0.01%
13,880
-1,079
-7% -$42.4K
32 33
34
35 36

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.