We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WU icon
826
Western Union
WU
$2.57B
$373K 0.01%
+13,942
New +$362K
IYC icon
827
iShares US Consumer Discretionary ETF
IYC
$1.12B
$371K 0.01%
6,508
-1,984
-23% -$110K
EGP icon
828
EastGroup Properties
EGP
$11.5B
$370K 0.01%
2,791
-186
-6% -$24.4K
BSCP
829
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$369K 0.01%
17,190
+4,089
+31% +$87.5K
CMG icon
830
Chipotle Mexican Grill
CMG
$40.8B
$369K 0.01%
22,050
+50
+0.2% +$802
AON icon
831
Aon
AON
$77.3B
$367K 0.01%
1,762
-7
-0.4% -$1.39K
SBNY
832
DELISTED
Signature Bank
SBNY
$367K 0.01%
2,687
+314
+13% +$39.3K
ASTE icon
833
Astec Industries
ASTE
$1.3B
$366K 0.01%
+8,713
New +$316K
CVI icon
834
CVR Energy
CVI
$3.36B
$365K 0.01%
+9,017
New +$396K
UCON icon
835
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$365K 0.01%
+14,090
New +$364K
IWO icon
836
iShares Russell 2000 Growth ETF
IWO
$14.3B
$364K 0.01%
1,699
+250
+17% +$50.7K
TBRG
837
DELISTED
TruBridge
TBRG
$362K 0.01%
+13,724
New +$342K
PFIS icon
838
Peoples Financial Services
PFIS
$695M
$360K 0.01%
7,142
-140
-2% -$6.84K
TWO
839
Two Harbors Investment
TWO
$1.27B
$359K 0.01%
6,143
+17
+0.3% +$964
BRG
840
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$359K 0.01%
29,792
+3,871
+15% +$46.1K
DNP icon
841
DNP Select Income Fund
DNP
$4.18B
$356K 0.01%
27,864
-1,110
-4% -$14.1K
GIB icon
842
CGI
GIB
$13.9B
$356K 0.01%
4,255
+24
+0.6% +$1.93K
BOND icon
843
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$355K 0.01%
3,296
-133
-4% -$14.4K
FBIN icon
844
Fortune Brands Innovations
FBIN
$6.12B
$355K 0.01%
6,360
+2,029
+47% +$107K
XLB icon
845
State Street Materials Select Sector SPDR ETF
XLB
$8.64B
$355K 0.01%
11,560
+3,654
+46% +$108K
NFJ
846
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$354K 0.01%
+27,257
New +$344K
JPIN icon
847
JPMorgan Diversified Return International Equity ETF
JPIN
$361M
$352K 0.01%
6,169
-630
-9% -$34.8K
VIS icon
848
Vanguard Industrials ETF
VIS
$8.23B
$352K 0.01%
2,291
+53
+2% +$7.97K
PDP icon
849
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$351K 0.01%
5,447
-39,249
-88% -$2.44M
NSP icon
850
Insperity
NSP
$1.85B
$349K 0.01%
4,062
-216
-5% -$18.8K
32 33
34
35 36

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.