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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KGC icon
801
Kinross Gold
KGC
$27.7B
$766K 0.01%
104,303
+88,351
+554% +$704K
PXD
802
DELISTED
Pioneer Natural Resource Co.
PXD
$766K 0.01%
6,724
+658
+11% +$64K
ZD icon
803
Ziff Davis
ZD
$2B
$765K 0.01%
+9,008
New +$652K
RGEN icon
804
Repligen
RGEN
$6.91B
$761K 0.01%
3,972
-747
-16% -$136K
FIVN icon
805
FIVE9
FIVN
$2.08B
$760K 0.01%
+4,359
New +$663K
QSR icon
806
Restaurant Brands International
QSR
$26.2B
$757K 0.01%
12,389
+943
+8% +$55K
MHK icon
807
Mohawk Industries
MHK
$6.91B
$750K 0.01%
5,319
-1,108
-17% -$134K
UDOW icon
808
ProShares UltraPro Dow 30
UDOW
$801M
$749K 0.01%
29,252
-1,532
-5% -$34.1K
NVAX icon
809
Novavax
NVAX
$1.21B
$745K 0.01%
6,677
+3,034
+83% +$322K
BC icon
810
Brunswick
BC
$5.23B
$742K 0.01%
9,726
-1,784
-15% -$126K
ARCC icon
811
Ares Capital
ARCC
$13.4B
$740K 0.01%
43,835
+812
+2% +$12.6K
CLH icon
812
Clean Harbors
CLH
$17.2B
$740K 0.01%
9,720
+221
+2% +$14.8K
HEDJ icon
813
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.81B
$740K 0.01%
22,328
+12,564
+129% +$403K
FLDR icon
814
Fidelity Low Duration Bond Factor ETF
FLDR
$1.98B
$738K 0.01%
14,450
+2,094
+17% +$107K
IJS icon
815
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$738K 0.01%
9,078
-13,284
-59% -$965K
VRNS icon
816
Varonis Systems
VRNS
$4.67B
$736K 0.01%
13,497
-2,379
-15% -$103K
CARR icon
817
Carrier Global
CARR
$49.4B
$731K 0.01%
19,375
-1,183
-6% -$42.8K
ADM icon
818
Archer Daniels Midland
ADM
$38.7B
$728K 0.01%
14,446
-2,402
-14% -$119K
NTAP icon
819
NetApp
NTAP
$34B
$726K 0.01%
10,956
-4,107
-27% -$217K
SPIP icon
820
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$725K 0.01%
23,267
+2,866
+14% +$88.1K
BERY
821
DELISTED
Berry Global Group, Inc.
BERY
$723K 0.01%
14,014
-1,998
-12% -$95.3K
MIME
822
DELISTED
Mimecast Limited
MIME
$721K 0.01%
+12,690
New +$587K
HUBS icon
823
HubSpot
HUBS
$12.9B
$719K 0.01%
+1,813
New +$636K
SHYD icon
824
VanEck Short High Yield Muni ETF
SHYD
$452M
$719K 0.01%
28,991
-8,480
-23% -$207K
FLGE
825
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$718K 0.01%
1,312
-107
-8% -$52.5K
31 32
33
34 35

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.