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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAC icon
801
Marriott Vacations Worldwide
VAC
$3.53B
$619K 0.01%
6,821
-9,359
-58% -$850K
FTA icon
802
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$617K 0.01%
13,223
+4,996
+61% +$235K
SRC
803
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$617K 0.01%
18,276
+1,353
+8% +$47.2K
HPE icon
804
Hewlett Packard
HPE
$58.8B
$616K 0.01%
65,689
+179
+0.3% +$1.71K
SJM icon
805
J.M. Smucker
SJM
$13.5B
$616K 0.01%
5,329
+1,126
+27% +$126K
BOND icon
806
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$615K 0.01%
5,470
-186,028
-97% -$20.9M
MODN
807
DELISTED
MODEL N, INC.
MODN
$612K 0.01%
+17,348
New +$655K
VRNS icon
808
Varonis Systems
VRNS
$4.67B
$611K 0.01%
+15,876
New +$592K
EVH icon
809
Evolent Health
EVH
$371M
$610K 0.01%
+49,127
New +$578K
MGC icon
810
Vanguard Morningstar Mega Cap ETF
MGC
$9.71B
$610K 0.01%
5,091
+107
+2% +$12.6K
VPL icon
811
Vanguard FTSE Pacific ETF
VPL
$7.77B
$610K 0.01%
8,964
-41
-0.5% -$2.74K
HOME
812
DELISTED
At Home Group Inc.
HOME
$610K 0.01%
+41,066
New +$543K
QLYS icon
813
Qualys
QLYS
$4.76B
$607K 0.01%
+6,197
New +$663K
ICPT
814
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$607K 0.01%
14,629
+2,057
+16% +$94.5K
BIDU icon
815
Baidu
BIDU
$35.7B
$606K 0.01%
4,784
+1,184
+33% +$147K
LPSN icon
816
LivePerson
LPSN
$22M
$602K 0.01%
772
-299
-28% -$224K
NFLT icon
817
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$445M
$602K 0.01%
24,445
-8,728
-26% -$215K
TEX icon
818
Terex
TEX
$7.37B
$602K 0.01%
31,092
+520
+2% +$10.2K
ARCC icon
819
Ares Capital
ARCC
$13.4B
$600K 0.01%
43,023
-35,466
-45% -$505K
UDOW icon
820
ProShares UltraPro Dow 30
UDOW
$801M
$599K 0.01%
30,784
-2,752
-8% -$51.3K
GPK icon
821
Graphic Packaging
GPK
$3.35B
$598K 0.01%
42,459
+50
+0.1% +$709
MKSI icon
822
MKS Inc
MKSI
$17.4B
$598K 0.01%
+5,475
New +$642K
SCPL
823
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$598K 0.01%
+36,870
New +$537K
XLNX
824
DELISTED
Xilinx Inc
XLNX
$595K 0.01%
5,712
+2,057
+56% +$211K
NUS icon
825
Nu Skin
NUS
$257M
$593K 0.01%
11,847
-3,932
-25% -$186K
31 32
33
34 35

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.