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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMAR
801
DELISTED
Smartsheet Inc.
SMAR
$368K 0.01%
+8,859
New +$402K
WUBA
802
DELISTED
58.com Inc
WUBA
$368K 0.01%
+7,559
New +$434K
ISRG icon
803
Intuitive Surgical
ISRG
$126B
$367K 0.01%
2,226
-2,367
-52% -$434K
PVH icon
804
PVH
PVH
$4.01B
$367K 0.01%
+9,757
New +$746K
BJ icon
805
BJs Wholesale Club
BJ
$12.6B
$366K 0.01%
+14,351
New +$323K
GPC icon
806
Genuine Parts
GPC
$17.2B
$365K 0.01%
5,428
+1,260
+30% +$112K
PFXF icon
807
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$365K 0.01%
22,151
+6,890
+45% +$132K
TMHC
808
DELISTED
Taylor Morrison
TMHC
$364K 0.01%
+33,084
New +$711K
KDP icon
809
Keurig Dr Pepper
KDP
$43B
$363K 0.01%
+14,955
New +$403K
BYD icon
810
Boyd Gaming
BYD
$6.47B
$362K 0.01%
+25,111
New +$643K
GO icon
811
Grocery Outlet
GO
$906M
$362K 0.01%
+10,542
New +$343K
FTCH
812
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$362K 0.01%
+45,813
New +$495K
MIME
813
DELISTED
Mimecast Limited
MIME
$361K 0.01%
+10,235
New +$442K
MSCI icon
814
MSCI
MSCI
$41.9B
$360K 0.01%
1,247
+277
+29% +$78.5K
SPHD icon
815
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.35B
$360K 0.01%
12,003
-14,915
-55% -$584K
MNA icon
816
IQ ARB Merger Arbitrage ETF
MNA
$252M
$358K 0.01%
11,890
+4,996
+72% +$161K
NTRS icon
817
Northern Trust
NTRS
$22.4B
$357K 0.01%
+4,725
New +$433K
QSR icon
818
Restaurant Brands International
QSR
$25.8B
$357K 0.01%
8,925
+5,297
+146% +$300K
AEO icon
819
American Eagle Outfitters
AEO
$2.9B
$356K 0.01%
+44,722
New +$568K
GOF icon
820
Guggenheim Strategic Opportunities Fund
GOF
$2.23B
$356K 0.01%
23,337
+12,722
+120% +$223K
RPD icon
821
Rapid7
RPD
$634M
$356K 0.01%
+8,206
New +$430K
AEIS icon
822
Advanced Energy
AEIS
$11B
$355K 0.01%
+7,320
New +$465K
NTR icon
823
Nutrien
NTR
$33.9B
$354K 0.01%
10,426
-22,461
-68% -$899K
TENB icon
824
Tenable Holdings
TENB
$3.59B
$354K 0.01%
+16,208
New +$401K
PFPT
825
DELISTED
Proofpoint, Inc.
PFPT
$354K 0.01%
+3,446
New +$402K
31 32
33
34 35

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.