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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIRI icon
801
SiriusXM
SIRI
$10B
$404K 0.01%
5,649
+2,569
+83% +$173K
TYL icon
802
Tyler Technologies
TYL
$12.2B
$404K 0.01%
1,345
+169
+14% +$47.1K
IVZ icon
803
Invesco
IVZ
$13.3B
$402K 0.01%
22,371
+5,318
+31% +$90.7K
GWRE icon
804
Guidewire Software
GWRE
$11.5B
$400K 0.01%
+3,646
New +$408K
ETSY icon
805
Etsy
ETSY
$7.65B
$399K 0.01%
8,999
+1,504
+20% +$71.6K
EUDV icon
806
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.18M
$399K 0.01%
8,908
+1,152
+15% +$48.5K
UNM icon
807
Unum
UNM
$13.8B
$399K 0.01%
13,691
-3,557
-21% -$103K
VFC icon
808
VF Corp
VFC
$6.68B
$396K 0.01%
3,970
+241
+6% +$21.6K
BSCK
809
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$396K 0.01%
18,589
+1,114
+6% +$23.7K
MFC icon
810
Manulife Financial
MFC
$72.6B
$394K 0.01%
+19,431
New +$371K
FBND icon
811
Fidelity Total Bond ETF
FBND
$26.9B
$393K 0.01%
7,593
+1,181
+18% +$61K
LSAF icon
812
LeaderShares AlphaFactor US Core Equity ETF
LSAF
$121M
$392K 0.01%
14,565
+1,244
+9% +$32.2K
PGF icon
813
Invesco Financial Preferred ETF
PGF
$676M
$391K 0.01%
+20,708
New +$388K
HACK icon
814
Amplify Cybersecurity ETF
HACK
$2.63B
$389K 0.01%
9,361
-535
-5% -$21.4K
ACHC icon
815
Acadia Healthcare
ACHC
$3.17B
$386K 0.01%
+11,612
New +$364K
ONEY icon
816
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$742M
$386K 0.01%
+5,067
New +$371K
ROK icon
817
Rockwell Automation
ROK
$51.4B
$386K 0.01%
1,904
+690
+57% +$128K
VRTX icon
818
Vertex Pharmaceuticals
VRTX
$121B
$386K 0.01%
+1,764
New +$357K
UDOW icon
819
ProShares UltraPro Dow 30
UDOW
$818M
$384K 0.01%
12,376
+1,276
+11% +$35.8K
ANET icon
820
Arista Networks
ANET
$219B
$383K 0.01%
30,144
-5,936
-16% -$78.1K
GH icon
821
Guardant Health
GH
$19.5B
$383K 0.01%
4,897
+114
+2% +$8.21K
SCHC icon
822
Schwab International Small-Cap Equity ETF
SCHC
$5.36B
$382K 0.01%
+11,035
New +$368K
FMB icon
823
First Trust Managed Municipal ETF
FMB
$2.03B
$381K 0.01%
+6,862
New +$381K
EDV icon
824
Vanguard World Funds Extended Duration ETF
EDV
$3.3B
$374K 0.01%
2,878
-1,451
-34% -$198K
ONB icon
825
Old National Bancorp
ONB
$10.1B
$373K 0.01%
+20,369
New +$366K
31 32
33
34 35

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.