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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
(+17%)
Cap. Flow
+$1.06B
Cap. Flow
% of AUM
5.39%
Top 10 Holdings %
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
|
+$153M |
| 2 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$128M |
| 3 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$66.8M |
| 4 |
FT Vest Fund of Deep Buffer ETFs
BUFD
|
+$48.7M |
| 5 |
Apple
AAPL
|
+$48.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$110M |
| 2 |
Hartford Total Return Bond ETF
HTRB
|
+$80.3M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$60.6M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$39.6M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.46% |
| 2 | Financials | 5.12% |
| 3 | Consumer Discretionary | 3.8% |
| 4 | Healthcare | 3.68% |
| 5 | Communication Services | 2.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
Paychex
PAYX
$43.4B
| $2.91M | 0.01% |
24,057
+5,448
| +29% | +$645K |
|
777
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $2.9M | 0.01% |
61,041
-6,707
| -10% | -$315K |
|
778
Guggenheim Strategic Opportunities Fund
GOF
$2.2B
| $2.9M | 0.01% |
216,550
+61,095
| +39% | +$797K |
|
|
CHY
779
Calamos Convertible and High Income Fund
CHY
$978M
| $2.88M | 0.01% |
248,844
+18,294
| +8% | +$207K |
|
780
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.13B
| $2.88M | 0.01% |
41,537
+1,216
| +3% | +$79.2K |
|
781
First Trust Senior Loan Fund ETF
FTSL
$2.32B
| $2.87M | 0.01% |
62,520
+10,474
| +20% | +$480K |
|
782
Pinduoduo
PDD
$126B
| $2.84M | 0.01% |
20,048
+14,521
| +263% | +$1.76M |
|
783
Cheniere Energy
LNG
$54.2B
| $2.84M | 0.01% |
16,920
-4,665
| -22% | -$802K |
|
784
National Healthcare
NHC
$3.57B
| $2.83M | 0.01% |
29,000
-5,638
| -16% | -$432K |
|
785
Sysco
SYY
$40.8B
| $2.82M | 0.01% |
37,552
+3,196
| +9% | +$221K |
|
786
TrueShares Structured Outcome January ETF
JANZ
$40.1M
| $2.82M | 0.01% |
+92,619
| New | +$2.69M |
|
787
MPLX
MPLX
$58.6B
| $2.82M | 0.01% |
74,288
+1,931
| +3% | +$69.4K |
|
788
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
| $2.81M | 0.01% |
111,320
-16,475
| -13% | -$404K |
|
789
iShares Currency Hedged MSCI Emerging Markets
HEEM
$264M
| $2.8M | 0.01% |
116,578
+13,172
| +13% | +$315K |
|
790
Republic Services
RSG
$67.4B
| $2.8M | 0.01% |
16,361
-11,937
| -42% | -$1.85M |
|
791
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.26B
| $2.78M | 0.01% |
24,906
-9
| -0% | -$909 |
|
792
iShares Preferred and Income Securities ETF
PFF
$13.1B
| $2.78M | 0.01% |
86,969
-122,502
| -58% | -$3.66M |
|
793
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
| $2.78M | 0.01% |
54,807
-83,322
| -60% | -$4.21M |
|
794
Masco
MAS
$14.6B
| $2.78M | 0.01% |
41,325
+9,792
| +31% | +$569K |
|
795
Lennar Class A
LEN
$20.4B
| $2.77M | 0.01% |
19,303
-6,051
| -24% | -$729K |
|
796
First Trust Technology AlphaDEX Fund
FXL
$2.4B
| $2.77M | 0.01% |
21,054
-14,984
| -42% | -$1.74M |
|
797
iShares US Utilities ETF
IDU
$1.37B
| $2.77M | 0.01% |
35,621
+32,111
| +915% | +$2.46M |
|
798
Fidelity Quality Factor ETF
FQAL
$1.4B
| $2.76M | 0.01% |
49,996
+3,452
| +7% | +$177K |
|
799
Saic
SAIC
$4.95B
| $2.74M | 0.01% |
20,907
+1,535
| +8% | +$179K |
|
800
Western Alliance Bancorporation
WAL
$8.81B
| $2.73M | 0.01% |
40,522
+14,997
| +59% | +$757K |
|
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AE Wealth Management's Q4 2023 Portfolio in Review
As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.
- AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
- AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
- AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
- AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
- AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
- AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
- AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.
Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.