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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBND icon
776
State Street Nuveen Municipal Bond ETF
MBND
$26.9M
$2.46M 0.01%
94,716
+15,416
+19% +$411K
GATX icon
777
GATX Corp
GATX
$6.45B
$2.45M 0.01%
22,497
+7,713
+52% +$931K
BITO icon
778
ProShares Bitcoin Strategy ETF
BITO
$1.39B
$2.45M 0.01%
177,191
+26,236
+17% +$384K
HYBL icon
779
State Street Blackstone High Income ETF
HYBL
$569M
$2.45M 0.01%
88,755
+2,021
+2% +$55.9K
NVO
780
Novo Nordisk
NVO
$228B
$2.45M 0.01%
26,888
+4,736
+21% +$417K
HEEM icon
781
iShares Currency Hedged MSCI Emerging Markets
HEEM
$264M
$2.44M 0.01%
103,406
+19,039
+23% +$464K
RPG icon
782
Invesco S&P 500 Pure Growth ETF
RPG
$1.9B
$2.44M 0.01%
81,058
+63,733
+368% +$1.97M
XEL icon
783
Xcel Energy
XEL
$49.2B
$2.44M 0.01%
42,644
+14,859
+53% +$893K
ASML icon
784
ASML
ASML
$596B
$2.44M 0.01%
4,138
+513
+14% +$341K
SHEL icon
785
Shell
SHEL
$244B
$2.42M 0.01%
37,612
-950
-2% -$59.1K
IDV icon
786
iShares International Select Dividend ETF
IDV
$8.31B
$2.41M 0.01%
94,968
+4,774
+5% +$127K
FTC icon
787
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.26B
$2.41M 0.01%
24,915
-3,064
-11% -$308K
NOC icon
788
Northrop Grumman
NOC
$76B
$2.41M 0.01%
5,468
+336
+7% +$148K
CELH icon
789
Celsius Holdings
CELH
$7.38B
$2.41M 0.01%
42,048
-2,337
-5% -$131K
FSEP icon
790
FT Vest US Equity Buffer ETF September
FSEP
$1.2B
$2.38M 0.01%
64,308
-281,694
-81% -$10.7M
FTSL icon
791
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$2.38M 0.01%
52,046
+33,272
+177% +$1.52M
SFY icon
792
SoFi Select 500 ETF
SFY
$637M
$2.36M 0.01%
30,926
-214
-0.7% -$16.9K
FERG icon
793
Ferguson
FERG
$43.9B
$2.36M 0.01%
14,364
+1,968
+16% +$311K
EQT icon
794
EQT Corp
EQT
$32.9B
$2.35M 0.01%
58,030
+1,100
+2% +$45.5K
HYLS icon
795
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$2.35M 0.01%
59,972
-60,926
-50% -$2.42M
CNX icon
796
CNX Resources
CNX
$4.91B
$2.35M 0.01%
103,932
-68,383
-40% -$1.42M
FXH icon
797
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$2.34M 0.01%
24,134
+1,700
+8% +$176K
ISHG icon
798
iShares 1-3 Year International Treasury Bond ETF
ISHG
$829M
$2.34M 0.01%
34,642
+5,267
+18% +$365K
EMHY icon
799
iShares JPMorgan EM High Yield Bond ETF
EMHY
$617M
$2.34M 0.01%
68,648
-3,697
-5% -$129K
BKLN icon
800
Invesco Senior Loan ETF
BKLN
$6.96B
$2.34M 0.01%
111,323
-249
-0.2% -$5.24K
30 31
32
33 34

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.