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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDN icon
776
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.99B
$2.1M 0.01%
14,203
+1,162
+9% +$160K
GCC icon
777
WisdomTree Enhanced Commodity Strategy Fund
GCC
$270M
$2.1M 0.01%
117,275
+26,662
+29% +$476K
WBD icon
778
Warner Bros
WBD
$64.3B
$2.09M 0.01%
138,686
-7,882
-5% -$112K
PLTR icon
779
Palantir
PLTR
$295B
$2.09M 0.01%
247,253
+15,536
+7% +$122K
CLSM icon
780
Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF
CLSM
$92.7M
$2.09M 0.01%
103,654
+76,329
+279% +$1.55M
GPK icon
781
Graphic Packaging
GPK
$3.35B
$2.08M 0.01%
82,146
-3,705
-4% -$87.2K
ED icon
782
Consolidated Edison
ED
$41.4B
$2.08M 0.01%
21,742
-630
-3% -$59K
MOAT icon
783
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$2.08M 0.01%
28,149
+11,219
+66% +$796K
MLN icon
784
VanEck Long Muni ETF
MLN
$679M
$2.07M 0.01%
+115,191
New +$2.05M
MELI icon
785
Mercado Libre
MELI
$94.5B
$2.06M 0.01%
1,564
-236
-13% -$268K
IGV icon
786
iShares Expanded Tech-Software Sector ETF
IGV
$12.4B
$2.05M 0.01%
33,715
+2,125
+7% +$119K
EVRG icon
787
Evergy
EVRG
$19.4B
$2.05M 0.01%
33,558
+1,676
+5% +$102K
FPEI icon
788
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.92B
$2.05M 0.01%
122,391
+3,425
+3% +$61.6K
DLTR icon
789
Dollar Tree
DLTR
$24.8B
$2.04M 0.01%
14,242
-174
-1% -$25.2K
SPEU icon
790
State Street SPDR Portfolio Europe ETF
SPEU
$716M
$2.04M 0.01%
53,541
+20,014
+60% +$747K
HYXF icon
791
iShares ESG Advanced High Yield Corporate Bond ETF
HYXF
$192M
$2.03M 0.01%
45,848
+347
+0.8% +$15.3K
CEG icon
792
Constellation Energy
CEG
$92.1B
$2.03M 0.01%
25,901
+321
+1% +$26K
NHC icon
793
National Healthcare
NHC
$3.57B
$2.03M 0.01%
35,000
– –
CP icon
794
Canadian Pacific Kansas City
CP
$81B
$2.02M 0.01%
26,273
+848
+3% +$65.5K
FEMS icon
795
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$237M
$2.01M 0.01%
+54,143
New +$2.09M
ENSG icon
796
The Ensign Group
ENSG
$10.6B
$2.01M 0.01%
21,076
+2,494
+13% +$229K
DFSD
797
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.09B
$2.01M 0.01%
43,046
-1,213
-3% -$56.3K
ARKK icon
798
ARK Innovation ETF
ARKK
$5.59B
$2.01M 0.01%
49,750
+5,138
+12% +$197K
USHY icon
799
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$2M 0.01%
56,262
+6,831
+14% +$240K
SYY icon
800
Sysco
SYY
$40.8B
$2M 0.01%
25,847
-1,964
-7% -$151K
30 31
32
33 34

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.