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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUAN
776
DELISTED
Nuance Communications, Inc.
NUAN
$831K 0.01%
18,846
-1,119
-6% -$42.4K
TSN icon
777
Tyson Foods
TSN
$21.5B
$828K 0.01%
12,848
+852
+7% +$53K
ONEM
778
DELISTED
1Life Healthcare
ONEM
$816K 0.01%
18,697
+10,877
+139% +$372K
FBT icon
779
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
$813K 0.01%
4,841
-400
-8% -$64.9K
WTRG icon
780
Essential Utilities
WTRG
$11.5B
$811K 0.01%
17,142
+3,376
+25% +$150K
FALN icon
781
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$798K 0.01%
27,127
+9,283
+52% +$263K
YUM icon
782
Yum! Brands
YUM
$41.9B
$797K 0.01%
7,342
+441
+6% +$45K
YOLO icon
783
AdvisorShares Pure Cannabis ETF
YOLO
$28.8M
$795K 0.01%
46,750
-1,807
-4% -$25.7K
VSTO
784
DELISTED
Vista Outdoor Inc.
VSTO
$795K 0.01%
+33,471
New +$714K
PAUG icon
785
Innovator US Equity Power Buffer ETF August
PAUG
$860M
$794K 0.01%
+28,084
New +$779K
SJM icon
786
J.M. Smucker
SJM
$13.5B
$794K 0.01%
6,871
+1,542
+29% +$179K
KMI icon
787
Kinder Morgan
KMI
$70.9B
$793K 0.01%
57,993
-45,785
-44% -$613K
GMED icon
788
Globus Medical
GMED
$11.1B
$790K 0.01%
+12,118
New +$697K
COHR icon
789
Coherent
COHR
$43.4B
$789K 0.01%
+10,385
New +$615K
ET icon
790
Energy Transfer Partners
ET
$69.5B
$787K 0.01%
127,406
+23,413
+23% +$142K
IYH icon
791
iShares US Healthcare ETF
IYH
$3.44B
$787K 0.01%
16,010
-235
-1% -$11.1K
FFBC icon
792
First Financial Bancorp
FFBC
$3.55B
$785K 0.01%
44,752
– –
LKQ icon
793
LKQ Corp
LKQ
$6.72B
$785K 0.01%
22,281
-5,330
-19% -$182K
MSI icon
794
Motorola Solutions
MSI
$72.1B
$780K 0.01%
4,589
+400
+10% +$67.1K
WWW icon
795
Wolverine World Wide
WWW
$1.68B
$778K 0.01%
24,901
– –
FND icon
796
Floor & Decor
FND
$6.03B
$775K 0.01%
8,342
-1,182
-12% -$98.6K
NATH icon
797
Nathan's Famous
NATH
$403M
$773K 0.01%
14,000
-686
-5% -$38K
POWA icon
798
Invesco Bloomberg Pricing Power ETF
POWA
$180M
$773K 0.01%
13,071
+3,524
+37% +$202K
BLNK icon
799
Blink Charging
BLNK
$67.5M
$772K 0.01%
+18,068
New +$357K
CVA
800
DELISTED
Covanta Holding Corporation
CVA
$772K 0.01%
58,822
-2,139
-4% -$23.1K
30 31
32
33 34

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.