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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHLC icon
776
Fidelity MSCI Health Care Index ETF
FHLC
$3.35B
$637K 0.01%
12,114
+788
+7% +$41.2K
PAAS icon
777
Pan American Silver
PAAS
$17.9B
$637K 0.01%
+19,809
New +$681K
SPMD icon
778
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.1B
$637K 0.01%
19,509
-13,260
-40% -$436K
SGI
779
Somnigroup International
SGI
$14.4B
$635K 0.01%
28,484
-3,588
-11% -$74.2K
KNX icon
780
Knight Transportation
KNX
$11.5B
$634K 0.01%
15,576
+6,003
+63% +$264K
TXRH icon
781
Texas Roadhouse
TXRH
$13.7B
$634K 0.01%
10,423
-620
-6% -$36.3K
CARG icon
782
CarGurus
CARG
$3.34B
$632K 0.01%
+29,196
New +$747K
FLDR icon
783
Fidelity Low Duration Bond Factor ETF
FLDR
$1.98B
$631K 0.01%
12,356
+5,827
+89% +$298K
MPC icon
784
Marathon Petroleum
MPC
$90.1B
$631K 0.01%
21,505
-1,938
-8% -$68.1K
SPYD icon
785
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.76B
$631K 0.01%
23,035
+7,972
+53% +$225K
GL icon
786
Globe Life
GL
$14B
$630K 0.01%
7,888
-810
-9% -$64.7K
OTIS icon
787
Otis Worldwide
OTIS
$27.9B
$630K 0.01%
10,086
-687
-6% -$42K
SPIP icon
788
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$630K 0.01%
20,401
+2,235
+12% +$68.7K
YUM icon
789
Yum! Brands
YUM
$41.9B
$630K 0.01%
6,901
-7,342
-52% -$677K
CASY icon
790
Casey's General Stores
CASY
$32.1B
$629K 0.01%
3,543
-82
-2% -$13.9K
CARR icon
791
Carrier Global
CARR
$49.4B
$628K 0.01%
20,558
-2,512
-11% -$71.1K
MHK icon
792
Mohawk Industries
MHK
$6.91B
$627K 0.01%
+6,427
New +$578K
GVI icon
793
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$626K 0.01%
5,316
+60
+1% +$7.07K
PCI
794
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$626K 0.01%
31,172
-66,451
-68% -$1.27M
PFPT
795
DELISTED
Proofpoint, Inc.
PFPT
$626K 0.01%
+5,930
New +$661K
QTWO icon
796
Q2 Holdings
QTWO
$3.78B
$625K 0.01%
+6,851
New +$639K
XSOE icon
797
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$1.93B
$625K 0.01%
18,560
-65,985
-78% -$2.19M
SPWH icon
798
Sportsman's Warehouse
SPWH
$44.9M
$624K 0.01%
+43,573
New +$670K
FATE icon
799
Fate Therapeutics
FATE
$275M
$621K 0.01%
+15,536
New +$542K
SFM icon
800
Sprouts Farmers Market
SFM
$7.44B
$619K 0.01%
+29,582
New +$709K
30 31
32
33 34

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.