AWM

AE Wealth Management Portfolio holdings

AUM $13.7B

1-Year Return 15.84%

2025 Q2 2025 Q1 2024 Q4 2024 Q3 2024 Q2 2024 Q1 2023 Q4 2023 Q3 2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4

This Quarter Return

-12.88%

1 Year Return

+15.84%

3 Year Return

+55.42%

5 Year Return

+87.55%

10 Year Return

–

AUM

$4.34B

AUM Growth

-$262M (-5.7%)

Cap. Flow

+$521M

Cap. Flow % of AUM

11.99%

Top 10 Holdings % Top 10 Hldgs %

26.87%

Holding

1,307

New

189

Increased

524

Reduced

363

Closed

212

Top Buys

1	iShares Short Treasury Bond ETF SHV	+$260M
2	Vanguard Intermediate-Term Treasury ETF VGIT	+$36.8M
3	SPDR Bloomberg Short Term High Yield Bond ETF SJNK	+$32.9M
4	SPDR SSGA US Large Cap Low Volatility Index ETF LGLV	+$29.6M
5	First Trust Enhanced Short Maturity ETF FTSM	+$27.1M

Top Sells

1	iShares Core US Aggregate Bond ETF AGG	+$30.3M
2	VanEck Fallen Angel High Yield Bond ETF ANGL	+$15.4M
3	iShares MSCI USA Quality Factor ETF QUAL	+$13.6M
4	SPDR Bloomberg Convertible Securities ETF CWB	+$11.3M
5	WisdomTree US AI Enhanced Value Fund AIVL	+$10.6M

Sector Composition

1	Technology	6.93%
2	Healthcare	3.2%
3	Financials	3.19%
4	Consumer Discretionary	2.72%
5	Consumer Staples	2.48%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
776	776 Jazz Pharmaceuticals JAZZ $7.7B	$381K	0.01%	+3,816	New	+$381K
777	WORK 777 DELISTED Slack Technologies, Inc. WORK	$380K	0.01%	+14,161	New	+$380K
778	778 uniQure QURE $959M	$380K	0.01%	+8,005	New	+$380K
779	CLDR 779 DELISTED Cloudera, Inc. CLDR	$380K	0.01%	+48,272	New	+$380K
780	QVCGA 780 QVC Group, Inc. Series A Common Stock QVCGA $83.7M	$379K	0.01%	+1,279	New	+$379K
781	781 Invesco Senior Loan ETF BKLN $6.87B	$378K	0.01%	18,451 -7,298	-28%	-$150K
782	782 FirstEnergy FE $25B	$378K	0.01%	9,435 -1,728	-15%	-$69.2K
783	TWOU 783 DELISTED 2U, Inc. TWOU	$376K	0.01%	+590	New	+$376K
784	WWE 784 DELISTED World Wrestling Entertainment WWE	$376K	0.01%	+11,074	New	+$376K
785	785 Cousins Properties CUZ $4.91B	$375K	0.01%	12,817 -1,231	-9%	-$36K
786	786 FibroGen FGEN $46.5M	$374K	0.01%	+431	New	+$374K
787	787 SPDR MSCI World StrategicFactors ETF QWLD $170M	$374K	0.01%	5,428 +1,498	+38%	+$103K
788	788 Invesco S&P 500 GARP ETF SPGP $2.72B	$374K	0.01%	8,375 -847	-9%	-$37.8K
789	789 First Trust Dorsey Wright Focus 5 ETF FV $3.71B	$373K	0.01%	14,514 -528	-4%	-$13.6K
790	790 Sprouts Farmers Market SFM $13.1B	$372K	0.01%	+20,001	New	+$372K
791	791 Wingstop WING $7.84B	$371K	0.01%	+4,655	New	+$371K
792	792 WNS Holdings WNS $3.24B	$370K	0.01%	+8,615	New	+$370K
793	793 Ingersoll Rand IR $31.9B	$369K	0.01%	14,876 +8,995	+153%	+$223K
794	794 Nektar Therapeutics NKTR $916M	$369K	0.01%	+1,378	New	+$369K
795	PXD 795 DELISTED Pioneer Natural Resource Co. PXD	$369K	0.01%	5,261 +1,716	+48%	+$120K
796	SMAR 796 DELISTED Smartsheet Inc. SMAR	$368K	0.01%	+8,859	New	+$368K
797	797 SPDR Dow Jones Global Real Estate ETF RWO $1.13B	$368K	0.01%	10,222 -4,507	-31%	-$162K
798	WUBA 798 DELISTED 58.COM INC WUBA	$368K	0.01%	+7,559	New	+$368K
799	799 Intuitive Surgical ISRG $161B	$367K	0.01%	2,226 -2,367	-52%	-$390K
800	800 PVH PVH $3.93B	$367K	0.01%	+9,757	New	+$367K