We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYS icon
776
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$383K 0.01%
4,465
-5,745
-56% -$549K
GLOB icon
777
Globant
GLOB
$1.57B
$382K 0.01%
+4,343
New +$485K
ALL icon
778
Allstate
ALL
$68.3B
$381K 0.01%
4,154
+38
+0.9% +$4.13K
DBX icon
779
Dropbox
DBX
$7.49B
$381K 0.01%
+21,026
New +$382K
JAZZ icon
780
Jazz Pharmaceuticals
JAZZ
$16.2B
$381K 0.01%
+3,816
New +$493K
QURE icon
781
uniQure
QURE
$2.93B
$380K 0.01%
+8,005
New +$460K
CLDR
782
DELISTED
Cloudera, Inc.
CLDR
$380K 0.01%
+48,272
New +$471K
WORK
783
DELISTED
Slack Technologies, Inc.
WORK
$380K 0.01%
+14,161
New +$342K
QVCGA
784
DELISTED
QVC Group Inc Series A
QVCGA
$379K 0.01%
+1,279
New +$457K
BKLN icon
785
Invesco Senior Loan ETF
BKLN
$6.97B
$378K 0.01%
18,451
-7,298
-28% -$159K
FE icon
786
FirstEnergy
FE
$28.2B
$378K 0.01%
9,435
-1,728
-15% -$80.3K
TWOU
787
DELISTED
2U Inc
TWOU
$376K 0.01%
+590
New +$399K
WWE
788
DELISTED
World Wrestling Entertainment
WWE
$376K 0.01%
+11,074
New +$537K
CUZ icon
789
Cousins Properties
CUZ
$5.25B
$375K 0.01%
12,817
-1,231
-9% -$45.6K
KYNB
790
Kyntra Bio
KYNB
$27.5M
$374K 0.01%
+431
New +$428K
QWLD
791
State Street SPDR MSCI World StrategicFactors ETF
QWLD
$174M
$374K 0.01%
5,428
+1,498
+38% +$121K
SPGP icon
792
Invesco S&P 500 GARP ETF
SPGP
$2.25B
$374K 0.01%
8,375
-847
-9% -$48.5K
FV icon
793
First Trust Dorsey Wright Focus 5 ETF
FV
$3.63B
$373K 0.01%
14,514
-528
-4% -$16K
SFM icon
794
Sprouts Farmers Market
SFM
$8.17B
$372K 0.01%
+20,001
New +$335K
WING icon
795
Wingstop
WING
$3.66B
$371K 0.01%
+4,655
New +$399K
WNS
796
DELISTED
WNS Holdings
WNS
$370K 0.01%
+8,615
New +$552K
IR icon
797
Ingersoll Rand
IR
$33B
$369K 0.01%
14,876
+8,995
+153% +$286K
NKTR icon
798
Nektar Therapeutics
NKTR
$2.41B
$369K 0.01%
+1,378
New +$426K
PXD
799
DELISTED
Pioneer Natural Resource Co.
PXD
$369K 0.01%
5,261
+1,716
+48% +$204K
RWO icon
800
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.31B
$368K 0.01%
10,222
-4,507
-31% -$214K
30 31
32
33 34

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.