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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSL icon
776
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.4M
$440K 0.01%
5,942
-898
-13% -$64.5K
WTRE icon
777
WisdomTree New Economy Real Estate Fund
WTRE
$15.6M
$440K 0.01%
14,029
+4,390
+46% +$134K
RPAI
778
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$440K 0.01%
32,800
+2,744
+9% +$36.9K
ACWV icon
779
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$436K 0.01%
4,546
-93,777
-95% -$8.93M
NEA icon
780
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$433K 0.01%
30,080
-1,484
-5% -$21.1K
LL
781
DELISTED
LL Flooring Holdings, Inc.
LL
$433K 0.01%
44,344
-21,176
-32% -$198K
JKHY icon
782
Jack Henry & Associates
JKHY
$10.7B
$431K 0.01%
2,960
+344
+13% +$50.2K
PFIG icon
783
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$115M
$431K 0.01%
16,407
+4,236
+35% +$111K
MMP
784
DELISTED
Magellan Midstream Partners, L.P.
MMP
$430K 0.01%
6,846
+56
+0.8% +$3.49K
IMCV icon
785
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.13B
$429K 0.01%
+7,626
New +$415K
RMD icon
786
ResMed
RMD
$28.3B
$428K 0.01%
2,762
+470
+21% +$67.7K
SMLV icon
787
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
$424K 0.01%
4,239
+200
+5% +$19.5K
VV icon
788
Vanguard Large-Cap ETF
VV
$51.9B
$424K 0.01%
+2,867
New +$406K
RDIV icon
789
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$422K 0.01%
+10,701
New +$410K
EVRG icon
790
Evergy
EVRG
$20.1B
$420K 0.01%
6,452
+458
+8% +$29.2K
SJM icon
791
J.M. Smucker
SJM
$12.6B
$418K 0.01%
4,015
+824
+26% +$87.2K
PCI
792
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$416K 0.01%
16,515
+3,929
+31% +$98.6K
BIL icon
793
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$415K 0.01%
+4,539
New +$415K
CBRL icon
794
Cracker Barrel
CBRL
$1.2B
$414K 0.01%
2,691
+129
+5% +$20.3K
HST icon
795
Host Hotels & Resorts
HST
$16.8B
$414K 0.01%
22,305
+1,697
+8% +$29.4K
DEO icon
796
Diageo
DEO
$46.2B
$413K 0.01%
2,450
+136
+6% +$22.1K
BX icon
797
Blackstone
BX
$104B
$412K 0.01%
7,359
+1,526
+26% +$79.2K
CMS icon
798
CMS Energy
CMS
$23.1B
$411K 0.01%
+6,543
New +$408K
ISMD icon
799
Inspire Small/Mid Cap Impact ETF
ISMD
$335M
$411K 0.01%
14,570
+1,327
+10% +$36K
AMCR icon
800
Amcor
AMCR
$20.6B
$405K 0.01%
7,472
+2,028
+37% +$102K
30 31
32
33 34

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.