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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMO icon
776
Bank of Montreal
BMO
$125B
$307K 0.01%
4,156
-162
-4% -$11.8K
JCI icon
777
Johnson Controls International
JCI
$87.5B
$307K 0.01%
6,987
+888
+15% +$37.6K
GH icon
778
Guardant Health
GH
$19.5B
$305K 0.01%
4,783
-152
-3% -$13.4K
HQY icon
779
HealthEquity
HQY
$7.91B
$305K 0.01%
5,337
-1,566
-23% -$104K
BRG
780
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$305K 0.01%
25,921
+57
+0.2% +$682
IDXX icon
781
Idexx Laboratories
IDXX
$42.9B
$300K 0.01%
1,103
-22
-2% -$6.12K
TSN icon
782
Tyson Foods
TSN
$20.2B
$300K 0.01%
3,486
-3,130
-47% -$266K
HWC icon
783
Hancock Whitney
HWC
$6.13B
$299K 0.01%
7,810
+193
+3% +$7.34K
IPI icon
784
Intrepid Potash
IPI
$460M
$298K 0.01%
9,119
-3,732
-29% -$125K
ACC
785
DELISTED
American Campus Communities, Inc.
ACC
$298K 0.01%
6,201
+340
+6% +$16.1K
SCI icon
786
Service Corp International
SCI
$11.4B
$297K 0.01%
6,216
+1,235
+25% +$58K
LVHB
787
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
$297K 0.01%
8,064
-8
-0.1% -$288
PFXF icon
788
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$296K 0.01%
14,559
-40
-0.3% -$800
RWR icon
789
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$296K 0.01%
2,832
-510
-15% -$52K
XSOE icon
790
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
$296K 0.01%
+10,711
New +$300K
TWTR
791
DELISTED
Twitter, Inc.
TWTR
$295K 0.01%
7,159
+1,033
+17% +$42.2K
VDE icon
792
Vanguard Energy ETF
VDE
$10.1B
$294K 0.01%
3,769
-462
-11% -$37K
SSO icon
793
ProShares Ultra S&P500
SSO
$7.82B
$292K 0.01%
+18,216
New +$290K
UDOW icon
794
ProShares UltraPro Dow 30
UDOW
$849M
$292K 0.01%
11,100
+20
+0.2% +$515
ICVT icon
795
iShares Convertible Bond ETF
ICVT
$7.23B
$291K 0.01%
+5,011
New +$299K
SAIC icon
796
Saic
SAIC
$5.03B
$290K 0.01%
3,320
+1
+0% +$85
ZEN
797
DELISTED
ZENDESK INC
ZEN
$290K 0.01%
3,974
+417
+12% +$34.4K
FNY icon
798
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$289K 0.01%
6,450
-354
-5% -$16.2K
IVZ icon
799
Invesco
IVZ
$13.3B
$289K 0.01%
17,053
-1,838
-10% -$32.5K
NVO
800
Novo Nordisk
NVO
$216B
$289K 0.01%
11,196
+102
+0.9% +$2.58K
30 31
32
33 34

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BBHC
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TAF
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JAM
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.