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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
751
Vanguard Mid-Cap Growth ETF
VOT
$18.9B
$2.65M 0.02%
13,587
+1,467
+12% +$300K
SNX icon
752
TD Synnex
SNX
$19.9B
$2.64M 0.02%
26,449
-3,500
-12% -$346K
K
753
DELISTED
Kellanova
K
$2.64M 0.02%
47,250
+25,210
+114% +$1.5M
BBAG icon
754
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.02B
$2.64M 0.02%
59,628
+5,344
+10% +$242K
BTAL icon
755
AGF US Market Neutral Anti-Beta Fund
BTAL
$315M
$2.63M 0.02%
132,194
-33,479
-20% -$634K
XOP icon
756
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.54B
$2.62M 0.02%
17,747
+7,487
+73% +$1.07M
NLY icon
757
Annaly Capital Management
NLY
$17.3B
$2.62M 0.02%
139,250
-12,691
-8% -$252K
DG icon
758
Dollar General
DG
$28.4B
$2.6M 0.02%
24,607
+6,921
+39% +$1.03M
USHY icon
759
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$2.58M 0.02%
74,287
-531
-0.7% -$18.7K
MPLX icon
760
MPLX
MPLX
$58.6B
$2.57M 0.02%
72,357
-21,436
-23% -$748K
CHY
761
Calamos Convertible and High Income Fund
CHY
$978M
$2.57M 0.02%
230,550
+2,723
+1% +$30.7K
FEMS icon
762
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$237M
$2.57M 0.02%
66,790
+11,482
+21% +$441K
AOA icon
763
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.13B
$2.56M 0.02%
40,321
-401
-1% -$26.4K
IYJ icon
764
iShares US Industrials ETF
IYJ
$1.95B
$2.56M 0.02%
25,369
-856
-3% -$90.9K
IEO icon
765
iShares US Oil & Gas Exploration & Production ETF
IEO
$566M
$2.56M 0.02%
26,218
-191
-0.7% -$18.1K
HRL icon
766
Hormel Foods
HRL
$14.2B
$2.55M 0.02%
67,160
+6,374
+10% +$251K
RITM icon
767
Rithm Capital
RITM
$5.58B
$2.55M 0.02%
274,830
+23,365
+9% +$230K
UI icon
768
Ubiquiti
UI
$31.6B
$2.53M 0.02%
17,396
-2,079
-11% -$349K
MRO
769
DELISTED
Marathon Oil Corporation
MRO
$2.51M 0.02%
93,942
-23,047
-20% -$596K
AGR
770
DELISTED
Avangrid, Inc.
AGR
$2.51M 0.02%
83,163
-9,314
-10% -$329K
PAVE icon
771
Global X US Infrastructure Development ETF
PAVE
$13.5B
$2.5M 0.01%
82,276
+1,318
+2% +$41.6K
POCT icon
772
Innovator US Equity Power Buffer ETF October
POCT
$952M
$2.5M 0.01%
73,586
-9,057
-11% -$306K
AFG icon
773
American Financial Group
AFG
$11.9B
$2.49M 0.01%
22,284
+3,673
+20% +$424K
IJJ icon
774
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$2.47M 0.01%
24,514
-21,912
-47% -$2.34M
BUFG icon
775
FT Vest Buffered Allocation Growth ETF
BUFG
$322M
$2.46M 0.01%
125,297
+7,448
+6% +$151K
29 30
31
32 33

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.