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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPWR
751
DELISTED
SunPower Corporation Common Stock
SPWR
$2.3M 0.01%
165,843
-1,501
-0.9% -$23.5K
IYM icon
752
iShares US Basic Materials ETF
IYM
$1.13B
$2.27M 0.01%
17,118
+5,332
+45% +$709K
SFY icon
753
SoFi Select 500 ETF
SFY
$637M
$2.27M 0.01%
31,397
+165
+0.5% +$11.6K
FCOM icon
754
Fidelity MSCI Communication Services Index ETF
FCOM
$1.8B
$2.27M 0.01%
61,967
+28,943
+88% +$1.01M
VCLT icon
755
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$2.27M 0.01%
28,421
-1,800
-6% -$142K
FTSL icon
756
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$2.24M 0.01%
49,593
-232,836
-82% -$10.6M
VXX icon
757
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$169M
$2.23M 0.01%
12,405
+9,255
+294% +$1.79M
OVV icon
758
Ovintiv
OVV
$17B
$2.22M 0.01%
61,432
+17,774
+41% +$784K
R icon
759
Ryder
R
$9.9B
$2.2M 0.01%
24,631
-267
-1% -$24.6K
LUMN icon
760
Lumen
LUMN
$6.43B
$2.19M 0.01%
827,962
-1,018,345
-55% -$4.11M
XMMO icon
761
Invesco S&P MidCap Momentum ETF
XMMO
$6.9B
$2.19M 0.01%
29,023
-11,261
-28% -$863K
DEHP icon
762
Dimensional Emerging Markets High Profitability ETF
DEHP
$396M
$2.19M 0.01%
+92,513
New +$2.19M
GSLC icon
763
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
$2.17M 0.01%
26,770
-2,939
-10% -$233K
MPT
764
Medical Properties Trust
MPT
$2.84B
$2.17M 0.01%
264,399
+21,114
+9% +$233K
DDLS icon
765
WisdomTree Dynamic International SmallCap Equity Fund
DDLS
$430M
$2.17M 0.01%
68,816
+9,589
+16% +$304K
MEAR icon
766
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$2.16M 0.01%
43,185
+3,682
+9% +$183K
JMST icon
767
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$2.16M 0.01%
42,455
-6,830
-14% -$346K
CLX icon
768
Clorox
CLX
$12B
$2.14M 0.01%
13,539
-1,609
-11% -$241K
RMBS icon
769
Rambus
RMBS
$8.98B
$2.14M 0.01%
41,769
-4,981
-11% -$214K
DEED icon
770
First Trust Securitized Plus ETF
DEED
$80M
$2.14M 0.01%
98,386
+30,672
+45% +$662K
ZROZ icon
771
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.33B
$2.13M 0.01%
22,263
+11,770
+112% +$1.11M
BHP icon
772
BHP
BHP
$211B
$2.12M 0.01%
33,482
+439
+1% +$28.3K
BGLD icon
773
FT Vest Gold Strategy Quarterly Buffer ETF
BGLD
$51M
$2.12M 0.01%
109,135
+4,754
+5% +$89.9K
IWB icon
774
iShares Russell 1000 ETF
IWB
$47.1B
$2.11M 0.01%
9,369
+17
+0.2% +$3.74K
AWK icon
775
American Water Works
AWK
$27B
$2.1M 0.01%
14,366
+1,137
+9% +$168K
29 30
31
32 33

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.