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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-4.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.6B
AUM Growth
+$112M
Cap. Flow
+$730M
Cap. Flow %
5.79%
Top 10 Hldgs %
20.11%
Holding
1,920
New
206
Increased
846
Reduced
653
Closed
180

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$498M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$48.1M
3
BILL icon
BILL Holdings
BILL
+$41.5M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$39.8M
5
JULW icon
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
+$30.8M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$69.1M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$52M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$31.7M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$30.5M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$30.2M

Sector Composition

Rank Sector Weight
1 Technology 7.71%
2 Financials 4.92%
3 Healthcare 3.63%
4 Consumer Discretionary 3.35%
5 Energy 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCC icon
751
WisdomTree Enhanced Commodity Strategy Fund
GCC
$270M
$1.73M 0.01%
80,956
-10,019
-11% -$225K
CP icon
752
Canadian Pacific Kansas City
CP
$81B
$1.72M 0.01%
25,846
+1,326
+5% +$100K
CNP icon
753
CenterPoint Energy
CNP
$28.3B
$1.71M 0.01%
60,806
-346,144
-85% -$10.8M
IGLB icon
754
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.62B
$1.71M 0.01%
35,493
-25,233
-42% -$1.34M
FDN icon
755
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.99B
$1.7M 0.01%
13,497
-5,017
-27% -$699K
HEEM icon
756
iShares Currency Hedged MSCI Emerging Markets
HEEM
$264M
$1.69M 0.01%
73,702
-23,255
-24% -$581K
IGOV icon
757
iShares International Treasury Bond ETF
IGOV
$1.51B
$1.69M 0.01%
46,052
-1,365
-3% -$54.3K
ISHG icon
758
iShares 1-3 Year International Treasury Bond ETF
ISHG
$829M
$1.69M 0.01%
26,258
-3,839
-13% -$259K
CVBF icon
759
CVB Financial
CVBF
$4.02B
$1.68M 0.01%
66,267
-21
-0% -$547
NDAQ icon
760
Nasdaq
NDAQ
$53.4B
$1.68M 0.01%
29,578
+19,369
+190% +$1.14M
FBND icon
761
Fidelity Total Bond ETF
FBND
$27.1B
$1.66M 0.01%
37,326
+4,782
+15% +$223K
CDW icon
762
CDW
CDW
$18.9B
$1.66M 0.01%
10,616
-43
-0.4% -$7.37K
QSPT icon
763
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$609M
$1.66M 0.01%
100,008
+73,582
+278% +$1.33M
MSTR icon
764
Strategy Inc
MSTR
$34.1B
$1.65M 0.01%
77,490
+34,540
+80% +$866K
BAH icon
765
Booz Allen Hamilton
BAH
$8.44B
$1.64M 0.01%
17,766
+1,508
+9% +$143K
SUB icon
766
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$1.64M 0.01%
15,977
+135
+0.9% +$14.1K
FXN icon
767
First Trust Energy AlphaDEX Fund
FXN
$379M
$1.63M 0.01%
104,569
+57,392
+122% +$938K
PDI icon
768
PIMCO Dynamic Income Fund
PDI
$7.35B
$1.63M 0.01%
84,202
+46,785
+125% +$985K
AWF
769
AllianceBernstein Global High Income Fund
AWF
$869M
$1.63M 0.01%
183,379
+97,844
+114% +$976K
VOX icon
770
Vanguard Communication Services ETF
VOX
$5.68B
$1.62M 0.01%
19,700
-10,752
-35% -$1.02M
REM icon
771
iShares Mortgage Real Estate ETF
REM
$549M
$1.62M 0.01%
77,356
+31,801
+70% +$893K
FTC icon
772
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.26B
$1.61M 0.01%
18,789
+2,832
+18% +$265K
BABA icon
773
Alibaba
BABA
$276B
$1.6M 0.01%
20,025
-1,231
-6% -$117K
BF.B icon
774
Brown-Forman Class B
BF.B
$13.5B
$1.6M 0.01%
24,043
-6,499
-21% -$473K
BBDC icon
775
Barings BDC
BBDC
$869M
$1.6M 0.01%
193,137
-11,792
-6% -$114K
29 30
31
32 33

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, AE Wealth Management held 1,920 positions worth $12.6B, up 0.89% from $12.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $730M of net new capital in Q3 2022, opening 206 new positions and adding to 846 existing holdings. Its largest new stake was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $69.1M trimmed.

  • AE Wealth Management's largest Q3 2022 buy was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.
  • AE Wealth Management added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2022, an estimated $498M increase.
  • AE Wealth Management's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $69.1M.
  • AE Wealth Management fully exited WisdomTree U.S. Corporate Bond Fund in Q3 2022, selling an estimated $28M.
  • AE Wealth Management's ten largest holdings make up 20% of its $12.6B portfolio in Q3 2022.
  • AE Wealth Management opened 206 new positions and closed 180 in Q3 2022.
  • AE Wealth Management's portfolio value rose 0.89% quarter-over-quarter to $12.6B.

Based on AE Wealth Management's 13F filing for Q3 2022, filed 25 Oct 2022.