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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
751
Unilever
UL
$142B
$1.46M 0.01%
23,932
-22,763
-49% -$1.45M
FNOV icon
752
FT Vest US Equity Buffer ETF November
FNOV
$1.2B
$1.46M 0.01%
38,278
-2,886
-7% -$110K
AAP icon
753
Advance Auto Parts
AAP
$3.52B
$1.46M 0.01%
6,973
+181
+3% +$37.7K
MNST icon
754
Monster Beverage
MNST
$95.2B
$1.46M 0.01%
32,808
+7,166
+28% +$339K
IMCG icon
755
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.88B
$1.45M 0.01%
21,092
+1,173
+6% +$82.8K
EWX icon
756
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$642M
$1.45M 0.01%
24,722
+3,028
+14% +$182K
DHS icon
757
WisdomTree US High Dividend Fund
DHS
$1.58B
$1.45M 0.01%
18,768
+2,190
+13% +$173K
GNW icon
758
Genworth Financial
GNW
$3.86B
$1.44M 0.01%
384,876
+55,964
+17% +$199K
IHF icon
759
iShares US Healthcare Providers ETF
IHF
$1.22B
$1.43M 0.01%
+27,950
New +$1.49M
RDS.A
760
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.43M 0.01%
32,073
+328
+1% +$13.2K
DELL icon
761
Dell
DELL
$239B
$1.43M 0.01%
27,101
+523
+2% +$26.1K
ET icon
762
Energy Transfer Partners
ET
$69.5B
$1.43M 0.01%
149,017
+8,393
+6% +$80.6K
PJUN icon
763
Innovator US Equity Power Buffer ETF June
PJUN
$945M
$1.43M 0.01%
45,935
– –
SJM icon
764
J.M. Smucker
SJM
$13.5B
$1.42M 0.01%
11,837
-11,621
-50% -$1.48M
Z icon
765
Zillow
Z
$7.78B
$1.42M 0.01%
+16,111
New +$1.63M
XEL icon
766
Xcel Energy
XEL
$49.2B
$1.41M 0.01%
22,519
-1,738
-7% -$117K
NEAR icon
767
iShares Short Maturity Bond ETF
NEAR
$4.82B
$1.41M 0.01%
28,050
+2,531
+10% +$127K
IWB icon
768
iShares Russell 1000 ETF
IWB
$47.2B
$1.41M 0.01%
5,811
+1,913
+49% +$476K
MMSI icon
769
Merit Medical Systems
MMSI
$4.83B
$1.39M 0.01%
19,393
-9,000
-32% -$611K
SCHO icon
770
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$1.38M 0.01%
53,876
-237,904
-82% -$6.1M
ZBRA icon
771
Zebra Technologies
ZBRA
$13.5B
$1.38M 0.01%
2,675
+225
+9% +$125K
CHTR icon
772
Charter Communications
CHTR
$17.3B
$1.37M 0.01%
1,881
+344
+22% +$261K
MDB icon
773
MongoDB
MDB
$25.8B
$1.35M 0.01%
2,872
+5
+0.2% +$2.01K
ROL icon
774
Rollins
ROL
$18.6B
$1.35M 0.01%
38,255
+1,133
+3% +$42.4K
DD icon
775
DuPont de Nemours
DD
$18.7B
$1.35M 0.01%
15,826
-185
-1% -$17.1K
29 30
31
32 33

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.