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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIGI icon
751
Vanguard International Dividend Appreciation ETF
VIGI
$9.01B
$878K 0.01%
10,790
+909
+9% +$69.7K
HP icon
752
Helmerich & Payne
HP
$3.34B
$877K 0.01%
+37,866
New +$734K
BX icon
753
Blackstone
BX
$104B
$875K 0.01%
13,493
+455
+3% +$26.5K
AVY icon
754
Avery Dennison
AVY
$12.8B
$870K 0.01%
5,609
-167
-3% -$24.2K
CHTR icon
755
Charter Communications
CHTR
$17.3B
$869K 0.01%
1,314
-104
-7% -$66.2K
PKW icon
756
Invesco BuyBack Achievers ETF
PKW
$1.72B
$868K 0.01%
+11,830
New +$787K
JETS icon
757
US Global Jets ETF
JETS
$768M
$864K 0.01%
38,601
+20,573
+114% +$415K
FNGS icon
758
MicroSectors FANG+ ETNs due Jan 8 2038
FNGS
$532M
$861K 0.01%
31,108
+712
+2% +$17.9K
VAC icon
759
Marriott Vacations Worldwide
VAC
$3.53B
$861K 0.01%
6,277
-544
-8% -$64.1K
SCHA icon
760
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$860K 0.01%
38,632
+6,016
+18% +$120K
PS
761
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$855K 0.01%
+40,781
New +$729K
ACI icon
762
Albertsons Companies
ACI
$5.85B
$852K 0.01%
+48,484
New +$735K
CHE icon
763
Chemed
CHE
$7.16B
$852K 0.01%
1,600
+38
+2% +$18.7K
HAIN icon
764
Hain Celestial
HAIN
$44.6M
$848K 0.01%
+21,129
New +$768K
HTRB icon
765
Hartford Total Return Bond ETF
HTRB
$2.22B
$848K 0.01%
20,324
+2,042
+11% +$84.9K
HEI icon
766
HEICO Corp
HEI
$49.6B
$847K 0.01%
6,398
+146
+2% +$17.8K
OGE icon
767
OGE Energy
OGE
$9.87B
$844K 0.01%
+26,479
New +$855K
VER
768
DELISTED
VEREIT, Inc.
VER
$844K 0.01%
22,337
+662
+3% +$23.5K
EMN icon
769
Eastman Chemical
EMN
$7.69B
$841K 0.01%
8,383
+4,388
+110% +$407K
HYXF icon
770
iShares ESG Advanced High Yield Corporate Bond ETF
HYXF
$192M
$841K 0.01%
15,969
+732
+5% +$38K
NGG icon
771
National Grid
NGG
$79.3B
$840K 0.01%
16,083
-3,477
-18% -$184K
GL icon
772
Globe Life
GL
$14B
$836K 0.01%
8,805
+917
+12% +$81.6K
VMW
773
DELISTED
VMware, Inc
VMW
$835K 0.01%
5,952
+180
+3% +$25.8K
SMLV icon
774
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$260M
$834K 0.01%
+8,718
New +$757K
INGR icon
775
Ingredion
INGR
$6.42B
$831K 0.01%
10,565
+153
+1% +$11.8K
29 30
31
32 33

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.