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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILCG icon
751
iShares Morningstar Growth ETF
ILCG
$3B
$679K 0.01%
12,690
-490,840
-97% -$25.3M
BC icon
752
Brunswick
BC
$5.23B
$678K 0.01%
+11,510
New +$734K
HAS icon
753
Hasbro
HAS
$13.5B
$677K 0.01%
+8,182
New +$634K
RDS.A
754
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$677K 0.01%
26,910
+1,089
+4% +$32.9K
MTCH icon
755
Match Group
MTCH
$9.19B
$674K 0.01%
6,088
-9,685
-61% -$1.03M
PNTG icon
756
Pennant Group
PNTG
$1.43B
$670K 0.01%
17,380
+285
+2% +$8.73K
BEPC icon
757
Brookfield Renewable
BEPC
$5.86B
$667K 0.01%
+17,082
New +$573K
BPMC
758
DELISTED
Blueprint Medicines
BPMC
$667K 0.01%
7,199
-1,510
-17% -$116K
GNMK
759
DELISTED
GenMark Diagnostics, Inc
GNMK
$665K 0.01%
+46,850
New +$716K
NUAN
760
DELISTED
Nuance Communications, Inc.
NUAN
$663K 0.01%
19,965
+166
+0.8% +$4.82K
FORM icon
761
FormFactor
FORM
$6.51B
$660K 0.01%
+26,489
New +$739K
NTAP icon
762
NetApp
NTAP
$34B
$660K 0.01%
+15,063
New +$657K
QSR icon
763
Restaurant Brands International
QSR
$26.2B
$658K 0.01%
11,446
-331
-3% -$18.5K
JACK icon
764
Jack in the Box
JACK
$314M
$657K 0.01%
+8,280
New +$666K
MSI icon
765
Motorola Solutions
MSI
$72.1B
$657K 0.01%
4,189
+372
+10% +$54.3K
SCHH icon
766
Schwab US REIT ETF
SCHH
$11.7B
$656K 0.01%
37,110
-15,670
-30% -$282K
HEI icon
767
HEICO Corp
HEI
$49.6B
$654K 0.01%
6,252
+463
+8% +$47.8K
BJ icon
768
BJs Wholesale Club
BJ
$12.8B
$651K 0.01%
15,668
-701
-4% -$29K
BAX icon
769
Baxter International
BAX
$12.8B
$648K 0.01%
8,064
-753
-9% -$63.3K
MTSI icon
770
MACOM Technology Solutions
MTSI
$17.4B
$645K 0.01%
18,978
+389
+2% +$14.1K
IPHI
771
DELISTED
INPHI CORPORATION
IPHI
$644K 0.01%
5,739
+129
+2% +$15K
WWW icon
772
Wolverine World Wide
WWW
$1.68B
$643K 0.01%
24,901
-3
-0% -$73
CROX icon
773
Crocs
CROX
$6.63B
$642K 0.01%
+15,015
New +$581K
BFX
774
DELISTED
BowFlex Inc.
BFX
$641K 0.01%
+37,341
New +$479K
FLGE
775
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$638K 0.01%
1,419
– –
29 30
31
32 33

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TAF
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HNB
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.