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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMBA icon
751
Ambarella
AMBA
$3.25B
$405K 0.01%
+8,330
New +$478K
HAIN icon
752
Hain Celestial
HAIN
$44.4M
$405K 0.01%
+15,601
New +$389K
KEYS icon
753
Keysight
KEYS
$53.4B
$404K 0.01%
4,826
-707
-13% -$67.1K
TGNA
754
DELISTED
TEGNA Inc
TGNA
$404K 0.01%
+37,165
New +$595K
Z icon
755
Zillow
Z
$7.71B
$403K 0.01%
+11,183
New +$517K
SUI icon
756
Sun Communities
SUI
$15.3B
$402K 0.01%
3,220
-29
-0.9% -$4.38K
ANSS
757
DELISTED
Ansys
ANSS
$401K 0.01%
1,727
-608
-26% -$157K
XBI icon
758
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$400K 0.01%
5,161
+2,023
+64% +$179K
CRWD icon
759
CrowdStrike
CRWD
$189B
$399K 0.01%
+28,688
New +$405K
FIVN icon
760
FIVE9
FIVN
$2.12B
$399K 0.01%
+5,214
New +$372K
PCY icon
761
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$399K 0.01%
16,703
-6,094
-27% -$171K
PRGO icon
762
Perrigo
PRGO
$1.43B
$396K 0.01%
+8,239
New +$442K
ROKU icon
763
Roku
ROKU
$21.5B
$394K 0.01%
4,507
+2,436
+118% +$280K
WWW icon
764
Wolverine World Wide
WWW
$1.64B
$394K 0.01%
25,902
+1
+0% +$28
BOX icon
765
Box
BOX
$4.31B
$393K 0.01%
+28,018
New +$417K
EFAV icon
766
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.4B
$393K 0.01%
6,341
-6,687
-51% -$470K
FOXF icon
767
Fox Factory Holding Corp
FOXF
$747M
$393K 0.01%
+9,353
New +$590K
SYNA icon
768
Synaptics
SYNA
$4.25B
$390K 0.01%
+6,739
New +$457K
MGP
769
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$388K 0.01%
16,397
+5,380
+49% +$153K
SHYF
770
DELISTED
The Shyft Group
SHYF
$387K 0.01%
30,004
-3,722
-11% -$58.9K
YUM icon
771
Yum! Brands
YUM
$43.3B
$387K 0.01%
5,645
-703
-11% -$65.6K
PEGA icon
772
Pegasystems
PEGA
$4.94B
$386K 0.01%
+10,834
New +$455K
ZEN
773
DELISTED
ZENDESK INC
ZEN
$384K 0.01%
6,001
+1,640
+38% +$128K
SAIL
774
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$384K 0.01%
+25,249
New +$573K
BYLD icon
775
iShares Yield Optimized Bond ETF
BYLD
$448M
$383K 0.01%
+15,524
New +$395K
29 30
31
32 33

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.