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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
751
Ameriprise Financial
AMP
$46.8B
$474K 0.01%
2,847
+575
+25% +$89.1K
BLES icon
752
Inspire Global Hope ETF
BLES
$158M
$469K 0.01%
15,422
+1,602
+12% +$46.4K
BIZD icon
753
VanEck BDC Income ETF
BIZD
$1.58B
$468K 0.01%
27,939
-15,792
-36% -$262K
SPHB icon
754
Invesco S&P 500 High Beta ETF
SPHB
$964M
$468K 0.01%
+10,045
New +$437K
DLTR icon
755
Dollar Tree
DLTR
$23.1B
$467K 0.01%
4,964
-347
-7% -$36.4K
EXPD icon
756
Expeditors International
EXPD
$22.9B
$467K 0.01%
5,982
+1,633
+38% +$122K
IGV icon
757
iShares Expanded Tech-Software Sector ETF
IGV
$11.8B
$467K 0.01%
10,025
-150
-1% -$6.65K
ROST icon
758
Ross Stores
ROST
$76.6B
$467K 0.01%
4,014
+486
+14% +$54.7K
XHR
759
Xenia Hotels & Resorts
XHR
$1.98B
$464K 0.01%
21,490
+605
+3% +$12.8K
ALL icon
760
Allstate
ALL
$66.9B
$463K 0.01%
4,116
-510
-11% -$55.7K
CGC
761
Canopy Growth
CGC
$375M
$463K 0.01%
2,194
+253
+13% +$50.2K
PPG icon
762
PPG Industries
PPG
$25.9B
$461K 0.01%
3,452
+584
+20% +$74K
IEUR icon
763
iShares Core MSCI Europe ETF
IEUR
$8.66B
$458K 0.01%
9,177
+416
+5% +$19.8K
MFIC icon
764
MidCap Financial Investment
MFIC
$784M
$458K 0.01%
26,258
-20,742
-44% -$342K
PANW icon
765
Palo Alto Networks
PANW
$264B
$458K 0.01%
11,880
+78
+0.7% +$2.95K
AFG icon
766
American Financial Group
AFG
$11.9B
$454K 0.01%
4,137
+1
+0% +$107
STNE icon
767
StoneCo
STNE
$2.62B
$452K 0.01%
11,328
+50
+0.4% +$1.83K
ACRE
768
Ares Commercial Real Estate
ACRE
$252M
$451K 0.01%
+28,476
New +$441K
IXUS icon
769
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$451K 0.01%
+7,293
New +$437K
FLGE
770
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$451K 0.01%
1,353
+228
+20% +$68.8K
EMLP icon
771
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$448K 0.01%
17,595
+1,897
+12% +$47.2K
MDYV icon
772
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$447K 0.01%
+8,167
New +$431K
DOL icon
773
WisdomTree True Developed International Fund
DOL
$813M
$446K 0.01%
+9,104
New +$432K
GPC icon
774
Genuine Parts
GPC
$17.1B
$443K 0.01%
4,168
+749
+22% +$77K
IVR icon
775
Invesco Mortgage Capital
IVR
$776M
$441K 0.01%
2,646
+204
+8% +$32.7K
29 30
31
32 33

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.