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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMTM icon
751
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.11B
$328K 0.01%
+11,177
New +$329K
VMC icon
752
Vulcan Materials
VMC
$36.3B
$328K 0.01%
2,171
-210
-9% -$29.6K
CXW icon
753
CoreCivic
CXW
$3.1B
$327K 0.01%
18,926
+6,700
+55% +$118K
FANG icon
754
Diamondback Energy
FANG
$57.6B
$327K 0.01%
+3,637
New +$362K
VIS icon
755
Vanguard Industrials ETF
VIS
$8.23B
$327K 0.01%
2,238
+386
+21% +$55.8K
IVOV icon
756
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.34B
$325K 0.01%
5,272
-534
-9% -$32.3K
MLPA icon
757
Global X MLP ETF
MLPA
$2.28B
$325K 0.01%
6,471
-8,505
-57% -$438K
EXPD icon
758
Expeditors International
EXPD
$22.9B
$323K 0.01%
+4,349
New +$319K
HYS icon
759
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$322K 0.01%
3,223
-73
-2% -$7.29K
TWO
760
Two Harbors Investment
TWO
$1.27B
$322K 0.01%
6,126
+540
+10% +$28.5K
IYK icon
761
iShares US Consumer Staples ETF
IYK
$1.39B
$321K 0.01%
7,623
-84,663
-92% -$3.5M
COR icon
762
Cencora
COR
$60.3B
$319K 0.01%
3,876
+176
+5% +$15.1K
PFIG icon
763
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$115M
$319K 0.01%
12,171
+1,705
+16% +$44.5K
IYJ icon
764
iShares US Industrials ETF
IYJ
$1.98B
$318K 0.01%
4,006
-47,620
-92% -$3.75M
SCHA icon
765
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$318K 0.01%
18,256
+6,340
+53% +$112K
HISF icon
766
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
$316K 0.01%
+6,222
New +$315K
CFFN icon
767
Capitol Federal Financial
CFFN
$1.08B
$315K 0.01%
22,839
– –
DHC
768
Diversified Healthcare Trust
DHC
$2.26B
$315K 0.01%
34,080
+391
+1% +$3.37K
RPG icon
769
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$315K 0.01%
13,300
+970
+8% +$23.2K
EUDV icon
770
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.18M
$313K 0.01%
7,756
+197
+3% +$7.84K
FLGE
771
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$311K 0.01%
1,125
-11
-1% -$3.07K
RMD icon
772
ResMed
RMD
$28.3B
$310K 0.01%
+2,292
New +$300K
TYL icon
773
Tyler Technologies
TYL
$12.2B
$309K 0.01%
+1,176
New +$288K
SPTN
774
DELISTED
SpartanNash
SPTN
$308K 0.01%
26,031
-7,235
-22% -$81.4K
PCI
775
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$308K 0.01%
12,586
+2,300
+22% +$55.6K
29 30
31
32 33

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.