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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
(+17%)
Cap. Flow
+$1.06B
Cap. Flow
% of AUM
5.39%
Top 10 Holdings %
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
|
+$153M |
| 2 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$128M |
| 3 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$66.8M |
| 4 |
FT Vest Fund of Deep Buffer ETFs
BUFD
|
+$48.7M |
| 5 |
Apple
AAPL
|
+$48.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$110M |
| 2 |
Hartford Total Return Bond ETF
HTRB
|
+$80.3M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$60.6M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$39.6M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.46% |
| 2 | Financials | 5.12% |
| 3 | Consumer Discretionary | 3.8% |
| 4 | Healthcare | 3.68% |
| 5 | Communication Services | 2.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
News Corp Class A
NWSA
$15.6B
| $3.32M | 0.02% |
133,994
-17,782
| -12% | -$386K |
|
727
Innovator US Equity Accelerated ETF Quarterly
XDSQ
$68.5M
| $3.3M | 0.02% |
109,255
-8,813
| -7% | -$251K |
|
728
Innovator US Equity Power Buffer ETF October
POCT
$952M
| $3.29M | 0.02% |
89,867
+16,281
| +22% | +$567K |
|
|
BNY
729
Bank of New York Mellon
BNY
$103B
| $3.27M | 0.02% |
59,116
+10,047
| +20% | +$463K |
|
730
Halliburton
HAL
$26.1B
| $3.27M | 0.02% |
86,999
-3,348
| -4% | -$129K |
|
731
iShares Russell 1000 Value ETF
IWD
$81.4B
| $3.25M | 0.02% |
19,581
+1,595
| +9% | +$246K |
|
732
FT Vest Buffered Allocation Growth ETF
BUFG
$322M
| $3.23M | 0.02% |
149,566
+24,269
| +19% | +$493K |
|
733
Innovator Growth Accelerated ETF Quarterly
XDQQ
$55M
| $3.23M | 0.02% |
118,601
-9,952
| -8% | -$252K |
|
734
General Motors
GM
$80.9B
| $3.23M | 0.02% |
91,732
+6,619
| +8% | +$205K |
|
735
PPG Industries
PPG
$24.9B
| $3.22M | 0.02% |
22,518
-16,504
| -42% | -$2.23M |
|
736
Kraft Heinz
KHC
$32.8B
| $3.22M | 0.02% |
86,446
+3,872
| +5% | +$132K |
|
737
Innovator US Equity Power Buffer ETF November
PNOV
$874M
| $3.21M | 0.02% |
92,183
+9,955
| +12% | +$333K |
|
738
Rithm Capital
RITM
$5.58B
| $3.21M | 0.02% |
291,880
+17,050
| +6% | +$170K |
|
|
SRCL
739
DELISTED
Stericycle Inc
SRCL
| $3.2M | 0.02% |
64,875
+3,789
| +6% | +$170K |
|
740
Invesco BulletShares 2030 Municipal Bond ETF
BSMU
$275M
| $3.2M | 0.02% |
144,340
+61,187
| +74% | +$1.31M |
|
|
NTRL
741
First Trust Equity Market Neutral ETF
NTRL
$16.3M
| $3.19M | 0.02% |
160,462
-1,926
| -1% | -$38.8K |
|
742
CION Investment
CION
$297M
| $3.18M | 0.02% |
282,158
-1,527
| -0.5% | -$16.2K |
|
743
Innovator US Equity Power Buffer ETF June
PJUN
$945M
| $3.17M | 0.02% |
93,846
-722,383
| -89% | -$23.2M |
|
744
Vanguard Total World Stock ETF
VT
$75.3B
| $3.16M | 0.02% |
30,461
+10,495
| +53% | +$1.01M |
|
745
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.02B
| $3.15M | 0.02% |
169,980
+77,129
| +83% | +$1.4M |
|
|
FBRT
746
Franklin BSP Realty Trust
FBRT
$580M
| $3.15M | 0.02% |
235,744
+29,432
| +14% | +$388K |
|
747
Global X Uranium ETF
URA
$5.21B
| $3.15M | 0.02% |
106,378
+75,915
| +249% | +$2.08M |
|
748
UGI
UGI
$7.87B
| $3.15M | 0.02% |
135,800
-60,877
| -31% | -$1.34M |
|
749
Vanguard Energy ETF
VDE
$9.9B
| $3.13M | 0.02% |
26,639
-89,568
| -77% | -$10.7M |
|
750
Consolidated Edison
ED
$41.4B
| $3.13M | 0.02% |
34,807
+1,201
| +4% | +$107K |
|
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AE Wealth Management's Q4 2023 Portfolio in Review
As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.
- AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
- AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
- AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
- AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
- AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
- AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
- AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.
Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.