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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDMO icon
726
Fidelity Momentum Factor ETF
FDMO
$892M
$2.84M 0.02%
60,831
+11,612
+24% +$562K
BMO icon
727
Bank of Montreal
BMO
$123B
$2.83M 0.02%
33,570
+15,612
+87% +$1.37M
IYK icon
728
iShares US Consumer Staples ETF
IYK
$1.44B
$2.81M 0.02%
45,225
-2,772
-6% -$183K
GM icon
729
General Motors
GM
$80.9B
$2.81M 0.02%
85,113
-3,732
-4% -$133K
IBB icon
730
iShares Biotechnology ETF
IBB
$9.45B
$2.8M 0.02%
22,893
+3,467
+18% +$441K
SNY icon
731
Sanofi
SNY
$107B
$2.8M 0.02%
52,166
-589
-1% -$31.4K
IGV icon
732
iShares Expanded Tech-Software Sector ETF
IGV
$12.4B
$2.79M 0.02%
40,920
+1,945
+5% +$136K
PCY icon
733
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$2.79M 0.02%
152,498
-267,364
-64% -$5.13M
KHC icon
734
Kraft Heinz
KHC
$32.8B
$2.78M 0.02%
82,574
+5,454
+7% +$188K
IXP icon
735
iShares Global Comm Services ETF
IXP
$529M
$2.77M 0.02%
40,494
-769
-2% -$53.5K
CHRW icon
736
C.H. Robinson
CHRW
$20.5B
$2.76M 0.02%
32,075
+3,658
+13% +$341K
LEN icon
737
Lennar Class A
LEN
$20.4B
$2.75M 0.02%
25,354
-2,637
-9% -$309K
CLSM icon
738
Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF
CLSM
$92.7M
$2.75M 0.02%
140,049
-59,791
-30% -$1.19M
MP icon
739
MP Materials
MP
$6.78B
$2.75M 0.02%
143,969
+9,480
+7% +$210K
SCZ icon
740
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$2.74M 0.02%
48,575
+33
+0.1% +$1.95K
FIW icon
741
First Trust Water ETF
FIW
$1.87B
$2.74M 0.02%
33,115
-26,060
-44% -$2.29M
IVT icon
742
InvenTrust Properties
IVT
$2.79B
$2.74M 0.02%
114,888
+721
+0.6% +$17.3K
FBRT
743
Franklin BSP Realty Trust
FBRT
$580M
$2.74M 0.02%
206,312
+10,556
+5% +$147K
MRSH
744
Marsh
MRSH
$94.3B
$2.73M 0.02%
14,365
+4
+0% +$767
SRCL
745
DELISTED
Stericycle Inc
SRCL
$2.73M 0.02%
61,086
-15,556
-20% -$695K
IWD icon
746
iShares Russell 1000 Value ETF
IWD
$81.4B
$2.73M 0.02%
17,986
+1,327
+8% +$210K
PNOV icon
747
Innovator US Equity Power Buffer ETF November
PNOV
$874M
$2.72M 0.02%
82,228
-7,852
-9% -$267K
UAPR icon
748
Innovator US Equity Ultra Buffer ETF April
UAPR
$156M
$2.71M 0.02%
105,203
+4,958
+5% +$130K
QHY
749
WisdomTree U.S. High Yield Corporate Bond Fund
QHY
$236M
$2.71M 0.02%
62,634
-151
-0.2% -$6.66K
BEPC icon
750
Brookfield Renewable
BEPC
$5.86B
$2.69M 0.02%
112,308
-5,889
-5% -$171K
28 29
30
31 32

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.