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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXR icon
726
Extra Space Storage
EXR
$32.8B
$1.56M 0.01%
9,315
+437
+5% +$77.3K
IBHC
727
DELISTED
iShares iBonds 2023 Term High Yield and Income ETF
IBHC
$1.56M 0.01%
+63,221
New +$1.56M
BEP icon
728
Brookfield Renewable
BEP
$9.68B
$1.56M 0.01%
42,205
+1,833
+5% +$71.2K
CDNS icon
729
Cadence Design Systems
CDNS
$95.2B
$1.56M 0.01%
10,287
+323
+3% +$49.2K
PSX icon
730
Phillips 66
PSX
$83.6B
$1.56M 0.01%
22,235
+3,932
+21% +$285K
MPLX icon
731
MPLX
MPLX
$59.3B
$1.56M 0.01%
54,657
+402
+0.7% +$11.4K
SMH icon
732
VanEck Semiconductor ETF
SMH
$63.2B
$1.55M 0.01%
12,114
+1,580
+15% +$208K
CXT icon
733
Crane NXT
CXT
$3.01B
$1.53M 0.01%
46,553
-2,649
-5% -$88.2K
CRUS icon
734
Cirrus Logic
CRUS
$6.86B
$1.53M 0.01%
18,606
+15,950
+601% +$1.33M
LNC icon
735
Lincoln National
LNC
$8.06B
$1.53M 0.01%
22,261
+291
+1% +$19K
EVT icon
736
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.07B
$1.53M 0.01%
55,661
-1,069
-2% -$29.8K
VICI icon
737
VICI Properties
VICI
$29.8B
$1.52M 0.01%
53,562
+12,652
+31% +$386K
ICE icon
738
Intercontinental Exchange
ICE
$87.6B
$1.51M 0.01%
13,175
+2,985
+29% +$354K
HYS icon
739
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$1.51M 0.01%
15,194
-794
-5% -$78.9K
RIO icon
740
Rio Tinto
RIO
$154B
$1.51M 0.01%
22,563
-23,453
-51% -$1.83M
EVRG icon
741
Evergy
EVRG
$19.4B
$1.51M 0.01%
24,235
+15,328
+172% +$1.01M
WPC icon
742
W.P. Carey
WPC
$16.6B
$1.5M 0.01%
20,992
+2,664
+15% +$203K
WMB icon
743
Williams Companies
WMB
$85.7B
$1.5M 0.01%
57,864
-1,235
-2% -$31.1K
HLI icon
744
Houlihan Lokey
HLI
$9.88B
$1.5M 0.01%
16,285
+3,841
+31% +$337K
EEM icon
745
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.5M 0.01%
29,721
-32,015
-52% -$1.67M
MP icon
746
MP Materials
MP
$7.06B
$1.5M 0.01%
+46,395
New +$1.61M
FBIN icon
747
Fortune Brands Innovations
FBIN
$5.95B
$1.49M 0.01%
19,544
+141
+0.7% +$11.7K
VONE icon
748
Vanguard Russell 1000 ETF
VONE
$8.22B
$1.47M 0.01%
7,362
-15,232
-67% -$3.13M
LEMB icon
749
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$738M
$1.47M 0.01%
+34,670
New +$1.5M
SNAP icon
750
Snap
SNAP
$8.14B
$1.46M 0.01%
19,766
+13,118
+197% +$948K
28 29
30
31 32

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
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CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.