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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIZE icon
726
iShares MSCI USA Size Factor ETF
SIZE
$430M
$945K 0.01%
+8,499
New +$879K
MRNA icon
727
Moderna
MRNA
$21.6B
$941K 0.01%
9,007
+991
+12% +$100K
DKS icon
728
Dick's Sporting Goods
DKS
$18.4B
$937K 0.01%
16,663
+4,742
+40% +$270K
FOCT icon
729
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$934K 0.01%
+29,573
New +$905K
IWB icon
730
iShares Russell 1000 ETF
IWB
$47.1B
$930K 0.01%
4,390
-2,841
-39% -$567K
PNTG icon
731
Pennant Group
PNTG
$1.43B
$930K 0.01%
16,021
-1,359
-8% -$65.4K
PNW icon
732
Pinnacle West Capital
PNW
$12.4B
$926K 0.01%
11,581
+20
+0.2% +$1.65K
DVN icon
733
Devon Energy
DVN
$51.3B
$916K 0.01%
+57,968
New +$718K
RKT icon
734
Rocket Companies
RKT
$38.8B
$915K 0.01%
45,250
+25,968
+135% +$548K
USRT icon
735
iShares Core US REIT ETF
USRT
$4.71B
$915K 0.01%
18,908
+1,971
+12% +$91.9K
RDVY icon
736
First Trust Rising Dividend Achievers ETF
RDVY
$24.4B
$912K 0.01%
22,824
+12,863
+129% +$468K
QDEL icon
737
QuidelOrtho
QDEL
$1.13B
$910K 0.01%
5,068
+4,089
+418% +$909K
MKC icon
738
McCormick & Company Non-Voting
MKC
$14B
$905K 0.01%
9,466
+944
+11% +$89.1K
ON icon
739
ON Semiconductor
ON
$30.7B
$904K 0.01%
27,616
+292
+1% +$8.15K
DFEB icon
740
FT Vest US Equity Deep Buffer ETF February
DFEB
$456M
$903K 0.01%
27,902
-347
-1% -$11K
POCT icon
741
Innovator US Equity Power Buffer ETF October
POCT
$952M
$903K 0.01%
+32,461
New +$881K
MGM icon
742
MGM Resorts International
MGM
$11.7B
$902K 0.01%
28,620
-74,714
-72% -$1.92M
STLD icon
743
Steel Dynamics
STLD
$36.2B
$902K 0.01%
24,458
-2,246
-8% -$78K
UWM icon
744
ProShares Ultra Russell2000
UWM
$241M
$902K 0.01%
+20,130
New +$726K
BIL icon
745
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$900K 0.01%
9,830
+915
+10% +$83.7K
DELL icon
746
Dell
DELL
$239B
$900K 0.01%
24,221
-45
-0.2% -$1.57K
BAUG icon
747
Innovator US Equity Buffer ETF August
BAUG
$198M
$895K 0.01%
+30,020
New +$865K
K
748
DELISTED
Kellanova
K
$890K 0.01%
15,228
+11,132
+272% +$669K
VPL icon
749
Vanguard FTSE Pacific ETF
VPL
$7.77B
$883K 0.01%
11,089
+2,125
+24% +$156K
FTC icon
750
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.26B
$878K 0.01%
9,085
-2,161
-19% -$195K
28 29
30
31 32

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.