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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDSB icon
726
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
$48.8M
$736K 0.01%
+30,033
New +$733K
ALL icon
727
Allstate
ALL
$70.6B
$733K 0.01%
7,787
+76
+1% +$7.09K
FITB
728
Fifth Third Bancorp
FITB
$51.3B
$732K 0.01%
34,336
-847
-2% -$17K
LULU icon
729
lululemon athletica
LULU
$13.5B
$724K 0.01%
2,197
-914
-29% -$305K
FNGS icon
730
MicroSectors FANG+ ETNs due Jan 8 2038
FNGS
$532M
$723K 0.01%
30,396
+6,228
+26% +$136K
WSM icon
731
Williams-Sonoma
WSM
$27.5B
$722K 0.01%
15,970
+1,404
+10% +$62.4K
ZBRA icon
732
Zebra Technologies
ZBRA
$13.5B
$715K 0.01%
2,833
-55
-2% -$14.8K
FAUG icon
733
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$714K 0.01%
+22,085
New +$707K
TSN icon
734
Tyson Foods
TSN
$21.5B
$714K 0.01%
11,996
-1,509
-11% -$93K
FND icon
735
Floor & Decor
FND
$6.03B
$712K 0.01%
+9,524
New +$654K
VIGI icon
736
Vanguard International Dividend Appreciation ETF
VIGI
$9.01B
$712K 0.01%
9,881
-218
-2% -$15.6K
BERY
737
DELISTED
Berry Global Group, Inc.
BERY
$710K 0.01%
16,012
+1,740
+12% +$79.7K
USB icon
738
US Bancorp
USB
$97.9B
$706K 0.01%
19,699
-3,088
-14% -$113K
VER
739
DELISTED
VEREIT, Inc.
VER
$704K 0.01%
21,675
-7,790
-26% -$257K
HYD icon
740
VanEck High Yield Muni ETF
HYD
$4.44B
$699K 0.01%
11,696
+1,556
+15% +$93.2K
LNC icon
741
Lincoln National
LNC
$7.92B
$699K 0.01%
22,318
+4,477
+25% +$160K
ENTG icon
742
Entegris
ENTG
$16.3B
$697K 0.01%
+9,371
New +$628K
RGEN icon
743
Repligen
RGEN
$6.91B
$696K 0.01%
+4,719
New +$675K
SH icon
744
ProShares Short S&P500
SH
$928M
$694K 0.01%
8,544
-18,116
-68% -$1.5M
UBER icon
745
Uber
UBER
$145B
$694K 0.01%
19,030
+7,495
+65% +$247K
XBI icon
746
State Street SPDR S&P Biotech ETF
XBI
$10B
$692K 0.01%
6,208
-965
-13% -$108K
DKS icon
747
Dick's Sporting Goods
DKS
$18.4B
$690K 0.01%
11,921
+4,807
+68% +$234K
VRP icon
748
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$684K 0.01%
27,778
-5,162
-16% -$127K
BX icon
749
Blackstone
BX
$104B
$681K 0.01%
13,038
+1,121
+9% +$60K
VGK icon
750
Vanguard FTSE Europe ETF
VGK
$30.1B
$680K 0.01%
12,975
-102,047
-89% -$5.45M
28 29
30
31 32

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.