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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSY icon
726
Hershey
HSY
$35.9B
$435K 0.01%
3,285
-962
-23% -$142K
CHMG icon
727
Chemung Financial Corp
CHMG
$391M
$432K 0.01%
13,097
– –
STZ icon
728
Constellation Brands
STZ
$22.3B
$432K 0.01%
3,010
-100
-3% -$17.6K
SYY icon
729
Sysco
SYY
$40.6B
$432K 0.01%
9,458
-7,709
-45% -$533K
THO icon
730
Thor Industries
THO
$3.95B
$432K 0.01%
+10,243
New +$711K
MNR
731
DELISTED
Monmouth Real Estate Investment Corp
MNR
$432K 0.01%
+35,827
New +$496K
ZD icon
732
Ziff Davis
ZD
$1.94B
$430K 0.01%
+6,600
New +$515K
HDMV icon
733
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.7M
$429K 0.01%
16,607
-5,300
-24% -$166K
COUP
734
DELISTED
Coupa Software Incorporated
COUP
$426K 0.01%
+3,046
New +$471K
HEI icon
735
HEICO Corp
HEI
$49.5B
$425K 0.01%
5,696
-338
-6% -$37K
FITB
736
Fifth Third Bancorp
FITB
$51.3B
$424K 0.01%
28,532
+399
+1% +$9.95K
DDOG icon
737
Datadog
DDOG
$95.6B
$423K 0.01%
11,768
+5,564
+90% +$229K
ICSH icon
738
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.07B
$423K 0.01%
8,468
+3,357
+66% +$169K
LKQ icon
739
LKQ Corp
LKQ
$5.76B
$421K 0.01%
+20,502
New +$608K
REM icon
740
iShares Mortgage Real Estate ETF
REM
$545M
$420K 0.01%
22,445
+9,665
+76% +$389K
TW icon
741
Tradeweb Markets
TW
$20.8B
$419K 0.01%
+9,976
New +$457K
ESTC icon
742
Elastic
ESTC
$6.68B
$418K 0.01%
+7,484
New +$483K
TEX icon
743
Terex
TEX
$7.11B
$414K 0.01%
28,806
+1,156
+4% +$26.2K
ZS icon
744
Zscaler
ZS
$24B
$412K 0.01%
+6,766
New +$372K
AMAT icon
745
Applied Materials
AMAT
$398B
$411K 0.01%
8,973
-567
-6% -$32.6K
IMCV icon
746
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.14B
$410K 0.01%
11,514
+3,888
+51% +$192K
RSPU icon
747
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$539M
$409K 0.01%
9,254
+4
+0% +$208
SJM icon
748
J.M. Smucker
SJM
$13.1B
$409K 0.01%
3,686
-329
-8% -$35.2K
NEA icon
749
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$407K 0.01%
30,080
– –
IPHI
750
DELISTED
INPHI CORPORATION
IPHI
$407K 0.01%
+5,145
New +$400K
28 29
30
31 32

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JAM
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.