We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VER
726
DELISTED
VEREIT, Inc.
VER
$517K 0.01%
11,188
-2,644
-19% -$127K
SPHQ icon
727
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$514K 0.01%
14,042
+5,857
+72% +$204K
EQR icon
728
Equity Residential
EQR
$25.4B
$513K 0.01%
6,338
+2,438
+63% +$208K
IUSB icon
729
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$512K 0.01%
+9,828
New +$513K
IWC icon
730
iShares Micro-Cap ETF
IWC
$1.43B
$512K 0.01%
5,149
-2,073
-29% -$192K
FXZ icon
731
First Trust Materials AlphaDEX Fund
FXZ
$378M
$511K 0.01%
+12,761
New +$492K
WWD icon
732
Woodward
WWD
$25B
$511K 0.01%
4,317
-27
-0.6% -$3.05K
ATO icon
733
Atmos Energy
ATO
$29.9B
$508K 0.01%
4,545
+243
+6% +$26.7K
GPN icon
734
Global Payments
GPN
$22.1B
$503K 0.01%
2,757
+1,193
+76% +$205K
MGC icon
735
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
$501K 0.01%
4,481
-2,782
-38% -$297K
PHO icon
736
Invesco Water Resources ETF
PHO
$1.97B
$495K 0.01%
+12,814
New +$475K
TCP
737
DELISTED
TC Pipelines LP
TCP
$495K 0.01%
11,700
+610
+6% +$24.1K
AIV
738
Aimco
AIV
$380M
$493K 0.01%
71,705
+7,830
+12% +$55.3K
HUBB icon
739
Hubbell
HUBB
$25.7B
$492K 0.01%
3,326
-3
-0.1% -$427
RSPU icon
740
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$492K 0.01%
9,250
-113,606
-92% -$5.92M
FXR icon
741
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$491K 0.01%
+10,877
New +$475K
BFAM icon
742
Bright Horizons
BFAM
$3.99B
$489K 0.01%
+3,251
New +$488K
IFGL icon
743
iShares International Developed Real Estate ETF
IFGL
$81.6M
$489K 0.01%
16,203
+7,672
+90% +$232K
AVY icon
744
Avery Dennison
AVY
$12.3B
$488K 0.01%
+3,732
New +$471K
SUI icon
745
Sun Communities
SUI
$15B
$488K 0.01%
3,249
-342
-10% -$53.3K
COR icon
746
Cencora
COR
$60.3B
$487K 0.01%
5,724
+1,848
+48% +$158K
PDM
747
Piedmont Realty Trust
PDM
$1.22B
$484K 0.01%
+21,755
New +$468K
ALTA
748
DELISTED
Altabancorp
ALTA
$481K 0.01%
15,982
-3,400
-18% -$99.7K
FV icon
749
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$475K 0.01%
15,042
+3,206
+27% +$97.2K
SPIP icon
750
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$475K 0.01%
16,642
+9,218
+124% +$263K
28 29
30
31 32

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.