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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISMD icon
726
Inspire Small/Mid Cap Impact ETF
ISMD
$334M
$349K 0.01%
13,243
+1,017
+8% +$26.6K
COMT icon
727
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
$347K 0.01%
10,987
-215
-2% -$6.84K
KBWP icon
728
Invesco KBW Property & Casualty Insurance ETF
KBWP
$271M
$346K 0.01%
+4,675
New +$336K
FVC icon
729
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$105M
$345K 0.01%
13,038
-1,227
-9% -$32.8K
UFPI icon
730
UFP Industries
UFPI
$5.04B
$345K 0.01%
+8,659
New +$337K
AON icon
731
Aon
AON
$78.7B
$342K 0.01%
1,769
+38
+2% +$7.33K
MXIM
732
DELISTED
Maxim Integrated Products
MXIM
$342K 0.01%
5,906
-238
-4% -$13.8K
GPC icon
733
Genuine Parts
GPC
$17.7B
$341K 0.01%
3,419
+126
+4% +$12.1K
PPG icon
734
PPG Industries
PPG
$26.6B
$340K 0.01%
2,868
-33
-1% -$3.8K
SIZE icon
735
iShares MSCI USA Size Factor ETF
SIZE
$427M
$338K 0.01%
+3,727
New +$338K
ADTN icon
736
Adtran
ADTN
$757M
$337K 0.01%
29,726
+1,336
+5% +$15.9K
LNT icon
737
Alliant Energy
LNT
$19.3B
$337K 0.01%
+6,248
New +$321K
NLY icon
738
Annaly Capital Management
NLY
$17.1B
$337K 0.01%
9,572
-8,112
-46% -$292K
EQR icon
739
Equity Residential
EQR
$25.5B
$336K 0.01%
3,900
+1,112
+40% +$91K
GIB icon
740
CGI
GIB
$14.5B
$335K 0.01%
4,231
-70
-2% -$5.46K
AMP icon
741
Ameriprise Financial
AMP
$47.7B
$334K 0.01%
2,272
+339
+18% +$47.5K
CACI icon
742
CACI
CACI
$11B
$334K 0.01%
1,446
-576
-28% -$124K
LSAF icon
743
LeaderShares AlphaFactor US Core Equity ETF
LSAF
$122M
$332K 0.01%
13,321
-1,594
-11% -$39.4K
VFC icon
744
VF Corp
VFC
$6.73B
$332K 0.01%
3,729
-493
-12% -$42.1K
FBND icon
745
Fidelity Total Bond ETF
FBND
$27.1B
$331K 0.01%
6,412
-506,007
-99% -$26.1M
CCEP icon
746
Coca-Cola Europacific Partners
CCEP
$47.6B
$330K 0.01%
5,957
+1,296
+28% +$72.4K
EEMV icon
747
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
$330K 0.01%
5,772
+1,680
+41% +$96.6K
PFIS icon
748
Peoples Financial Services
PFIS
$699M
$330K 0.01%
7,282
+160
+2% +$7.19K
DIM icon
749
WisdomTree International MidCap Dividend Fund
DIM
$164M
$329K 0.01%
+5,452
New +$328K
PKE icon
750
Park Aerospace
PKE
$769M
$329K 0.01%
+18,746
New +$327K
28 29
30
31 32

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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.