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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
51
iShares National Muni Bond ETF
MUB
$45.1B
$58.5M 0.35%
570,552
+43,089
+8% +$4.54M
HD icon
52
Home Depot
HD
$332B
$57.5M 0.34%
190,271
+18,348
+11% +$5.9M
IDEV icon
53
iShares Core MSCI International Developed Markets ETF
IDEV
$31B
$57M 0.34%
978,006
-11,753
-1% -$712K
JNJ icon
54
Johnson & Johnson
JNJ
$635B
$55.6M 0.33%
356,984
+34,145
+11% +$5.63M
AGG icon
55
iShares Core US Aggregate Bond ETF
AGG
$138B
$54M 0.32%
573,940
+54,472
+10% +$5.25M
JEPI icon
56
JPMorgan Equity Premium Income ETF
JEPI
$45.4B
$53.6M 0.32%
1,001,626
+12,059
+1% +$664K
PAUG icon
57
Innovator US Equity Power Buffer ETF August
PAUG
$858M
$53.1M 0.32%
1,708,792
+453,748
+36% +$14.3M
MFUL icon
58
Mindful Conservative ETF
MFUL
$7.25M
$52.2M 0.31%
2,459,045
-97,895
-4% -$2.12M
VGIT icon
59
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$52.1M 0.31%
911,375
+46,549
+5% +$2.7M
MCD icon
60
McDonald's
MCD
$188B
$52M 0.31%
197,284
+20,663
+12% +$5.89M
VZ icon
61
Verizon
VZ
$194B
$51.8M 0.31%
1,598,459
+101,401
+7% +$3.43M
DIA icon
62
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.3B
$51.2M 0.31%
152,748
-13,708
-8% -$4.75M
V icon
63
Visa
V
$677B
$51M 0.31%
221,894
+8,010
+4% +$1.93M
ABBV icon
64
AbbVie
ABBV
$458B
$48.7M 0.29%
326,991
+19,986
+7% +$2.93M
JULW icon
65
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
$237M
$48.5M 0.29%
1,649,547
+130,404
+9% +$3.89M
WMT icon
66
Walmart Inc
WMT
$871B
$48.1M 0.29%
902,349
-8,625
-0.9% -$459K
VYM icon
67
Vanguard High Dividend Yield ETF
VYM
$81.1B
$47.9M 0.29%
464,003
-51,432
-10% -$5.52M
DFAU icon
68
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$47.8M 0.29%
1,595,261
+217,129
+16% +$6.76M
SCHF icon
69
Schwab International Equity ETF
SCHF
$65.6B
$46.4M 0.28%
2,734,002
+604,126
+28% +$10.7M
VEA icon
70
Vanguard FTSE Developed Markets ETF
VEA
$226B
$45.8M 0.27%
1,047,532
-46,950
-4% -$2.15M
IJH icon
71
iShares Core S&P Mid-Cap ETF
IJH
$123B
$45.8M 0.27%
918,060
+259,005
+39% +$13.6M
PFE icon
72
Pfizer
PFE
$140B
$45.7M 0.27%
1,379,056
-45,870
-3% -$1.62M
SIXJ icon
73
AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF
SIXJ
$145M
$45.5M 0.27%
1,852,378
+318,650
+21% +$7.96M
LLY icon
74
Eli Lilly
LLY
$1.07T
$44.4M 0.27%
82,626
-305
-0.4% -$157K
SCHX icon
75
Schwab US Large- Cap ETF
SCHX
$71B
$44.3M 0.27%
2,629,269
-709,293
-21% -$12.4M
1 2
3
4 5

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.