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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
51
iShares National Muni Bond ETF
MUB
$45.1B
$49.2M 0.41%
423,479
+37,099
+10% +$4.35M
DIA icon
52
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$48.7M 0.4%
143,945
-25,972
-15% -$9.07M
SCZ icon
53
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$47.7M 0.39%
640,565
+1,580
+0.2% +$120K
LMBS icon
54
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$45.1M 0.37%
890,773
-157,252
-15% -$7.98M
HD icon
55
Home Depot
HD
$332B
$45M 0.37%
137,204
+418
+0.3% +$137K
IEI icon
56
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$43.8M 0.36%
336,615
+26,716
+9% +$3.5M
MA icon
57
Mastercard
MA
$477B
$42.7M 0.35%
122,796
+8,192
+7% +$2.98M
NVDA icon
58
NVIDIA
NVDA
$5.01T
$42.1M 0.35%
2,033,710
+67,990
+3% +$1.41M
META icon
59
Meta Platforms (Facebook)
META
$1.51T
$41.9M 0.35%
123,473
+7,471
+6% +$2.69M
PG icon
60
Procter & Gamble
PG
$343B
$41.7M 0.34%
298,050
+25,447
+9% +$3.61M
GOOGL icon
61
Alphabet (Google) Class A
GOOGL
$3.91T
$40.1M 0.33%
300,140
+6,620
+2% +$901K
DIS icon
62
Walt Disney
DIS
$165B
$40.1M 0.33%
236,885
+26,059
+12% +$4.64M
IWP icon
63
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$39.7M 0.33%
354,298
-46,414
-12% -$5.34M
EUCG
64
DELISTED
Euclid Capital Growth ETF
EUCG
$39.6M 0.33%
1,502,534
-94,786
-6% -$2.58M
FIXD icon
65
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$38.2M 0.31%
713,012
-68,672
-9% -$3.71M
IUSB icon
66
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$37.9M 0.31%
712,388
+245,302
+53% +$13.2M
VYM icon
67
Vanguard High Dividend Yield ETF
VYM
$81.1B
$37.6M 0.31%
363,448
-78,754
-18% -$8.33M
TSLA icon
68
Tesla
TSLA
$1.24T
$37.5M 0.31%
145,146
+3,000
+2% +$706K
JPM icon
69
JPMorgan Chase
JPM
$939B
$37.2M 0.31%
227,098
+15,289
+7% +$2.4M
BNDX icon
70
Vanguard Total International Bond ETF
BNDX
$82B
$36.8M 0.3%
645,669
+80,767
+14% +$4.65M
GOVT icon
71
iShares US Treasury Bond ETF
GOVT
$43.6B
$36.7M 0.3%
1,382,184
-172,009
-11% -$4.61M
XOM icon
72
ExxonMobil
XOM
$651B
$36.1M 0.3%
612,954
+69,920
+13% +$3.98M
IWR icon
73
iShares Russell Mid-Cap ETF
IWR
$56.8B
$35.8M 0.3%
458,018
+58,790
+15% +$4.71M
JANT icon
74
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
$60.4M
$35.6M 0.29%
1,301,004
+171,551
+15% +$4.72M
T icon
75
AT&T
T
$165B
$34.9M 0.29%
1,713,147
+129,242
+8% +$2.72M
1 2
3
4 5

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.