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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
51
Vanguard High Dividend Yield ETF
VYM
$81.3B
$36M 0.41%
392,983
+13,155
+3% +$1.14M
IWP icon
52
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$35.8M 0.41%
349,094
+2
+0% +$190
SPY icon
53
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$35.2M 0.4%
94,038
+4,376
+5% +$1.55M
ICVT icon
54
iShares Convertible Bond ETF
ICVT
$7.21B
$35M 0.4%
362,728
-165,566
-31% -$14.6M
DIS icon
55
Walt Disney
DIS
$168B
$34M 0.39%
187,526
+32,416
+21% +$4.65M
HD icon
56
Home Depot
HD
$335B
$34M 0.39%
127,832
+6,381
+5% +$1.75M
XSLV icon
57
Invesco S&P SmallCap Low Volatility ETF
XSLV
$248M
$33.1M 0.38%
+812,175
New +$30.3M
XLK icon
58
State Street Technology Select Sector SPDR ETF
XLK
$114B
$33M 0.37%
507,160
+116,340
+30% +$7.09M
ONEQ icon
59
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$32.8M 0.37%
+654,140
New +$30.4M
TSLA icon
60
Tesla
TSLA
$1.22T
$32.2M 0.37%
136,860
+660
+0.5% +$113K
MA icon
61
Mastercard
MA
$487B
$32M 0.36%
89,525
+17,370
+24% +$5.78M
LQD icon
62
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$31.9M 0.36%
230,707
-37,601
-14% -$5.12M
SPYM
63
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$31.7M 0.36%
721,195
+192,224
+36% +$8.02M
BSV icon
64
Vanguard Short-Term Bond ETF
BSV
$44.6B
$31.2M 0.35%
375,814
+41,130
+12% +$3.41M
SPYV icon
65
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$31.1M 0.35%
905,389
+105,355
+13% +$3.42M
PG icon
66
Procter & Gamble
PG
$346B
$30.9M 0.35%
222,181
+23,429
+12% +$3.27M
GOVT icon
67
iShares US Treasury Bond ETF
GOVT
$43.8B
$30.6M 0.35%
1,124,854
+288,980
+35% +$7.97M
PINS icon
68
Pinterest
PINS
$13.2B
$30.3M 0.34%
459,626
+66,466
+17% +$3.99M
IMCG icon
69
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.95B
$29.8M 0.34%
467,688
+446,622
+2,120% +$26.4M
ESGU icon
70
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$29.1M 0.33%
338,383
+277,476
+456% +$22.5M
SPGP icon
71
Invesco S&P 500 GARP ETF
SPGP
$2.22B
$29M 0.33%
401,920
+395,634
+6,294% +$26.2M
BND icon
72
Vanguard Total Bond Market
BND
$158B
$28.9M 0.33%
327,518
+121,875
+59% +$10.7M
JNJ icon
73
Johnson & Johnson
JNJ
$641B
$28.6M 0.32%
181,897
+12,127
+7% +$1.79M
IJR icon
74
iShares Core S&P Small-Cap ETF
IJR
$110B
$28.2M 0.32%
306,545
+43,345
+16% +$3.56M
VTV icon
75
Vanguard Value ETF
VTV
$189B
$27.9M 0.32%
234,347
+19,557
+9% +$2.2M
1 2
3
4 5

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.