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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPIB icon
51
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$15.9M 0.37%
468,618
+77,694
+20% +$2.72M
VZ icon
52
Verizon
VZ
$201B
$15.9M 0.37%
296,125
+48,998
+20% +$2.8M
TFLO icon
53
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$15.9M 0.37%
315,705
+309,368
+4,882% +$15.6M
IWM icon
54
iShares Russell 2000 ETF
IWM
$80.4B
$15.8M 0.36%
138,321
+44,283
+47% +$6.6M
DIV icon
55
Global X SuperDividend US ETF
DIV
$796M
$15.7M 0.36%
1,217,995
-239,060
-16% -$4.88M
BRK.B icon
56
Berkshire Hathaway Class B
BRK.B
$1.11T
$15.7M 0.36%
85,678
+807
+1% +$172K
JNJ icon
57
Johnson & Johnson
JNJ
$643B
$14.8M 0.34%
112,884
+13,150
+13% +$1.87M
XOM icon
58
ExxonMobil
XOM
$635B
$14.8M 0.34%
389,101
+91,612
+31% +$5.06M
WMT icon
59
Walmart Inc
WMT
$900B
$14.6M 0.34%
385,929
+46,149
+14% +$1.78M
SCHD icon
60
Schwab US Dividend Equity ETF
SCHD
$104B
$14.5M 0.33%
963,909
+806,172
+511% +$14.5M
DIS icon
61
Walt Disney
DIS
$172B
$14.4M 0.33%
148,772
+38,636
+35% +$4.88M
UNH icon
62
UnitedHealth
UNH
$389B
$14.1M 0.32%
56,433
+3,943
+8% +$1.09M
FIXD icon
63
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$14M 0.32%
266,439
+94,961
+55% +$4.98M
IJH icon
64
iShares Core S&P Mid-Cap ETF
IJH
$123B
$13.9M 0.32%
484,345
-247,615
-34% -$9.21M
RSP icon
65
Invesco S&P 500 Equal Weight ETF
RSP
$98.2B
$13.8M 0.32%
164,499
-30,540
-16% -$3.25M
MUB icon
66
iShares National Muni Bond ETF
MUB
$45.3B
$13.7M 0.31%
120,826
-11,746
-9% -$1.34M
FVD icon
67
First Trust Value Line Dividend Fund
FVD
$8.46B
$13.7M 0.31%
493,161
+109,591
+29% +$3.68M
CVX icon
68
Chevron
CVX
$374B
$13.6M 0.31%
188,101
+19,683
+12% +$1.94M
EDIV icon
69
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$13.3M 0.31%
599,696
-210,691
-26% -$5.96M
MTUM icon
70
iShares MSCI USA Momentum Factor ETF
MTUM
$24.4B
$13.2M 0.3%
124,259
-82,489
-40% -$10.2M
AGGY icon
71
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$925M
$13M 0.3%
251,811
+122,510
+95% +$6.42M
JPM icon
72
JPMorgan Chase
JPM
$950B
$12.8M 0.29%
141,972
+17,945
+14% +$2.18M
HYG icon
73
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$12.3M 0.28%
159,777
-43,668
-21% -$3.69M
HDV
74
iShares Core High Dividend ETF
HDV
$14.7B
$12.3M 0.28%
858,565
+559,110
+187% +$9.88M
BSJM
75
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$11.7M 0.27%
541,728
+400,710
+284% +$9.45M
1 2
3
4 5

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.