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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
51
Procter & Gamble
PG
$343B
$18.6M 0.4%
148,591
+24,535
+20% +$3M
SPYV icon
52
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$18.2M 0.4%
521,552
+419,428
+411% +$14M
HYG icon
53
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$17.9M 0.39%
203,445
+39,577
+24% +$3.44M
CWB icon
54
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$17.8M 0.39%
320,183
+233,691
+270% +$12.6M
LMBS icon
55
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$17.6M 0.38%
339,259
+145,494
+75% +$7.55M
AIVL icon
56
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$17.5M 0.38%
189,565
+79,924
+73% +$7.13M
JPM icon
57
JPMorgan Chase
JPM
$939B
$17.3M 0.38%
124,027
+7,497
+6% +$962K
VTI icon
58
Vanguard Total Stock Market ETF
VTI
$654B
$16.9M 0.37%
103,492
+13,780
+15% +$2.16M
VGLT icon
59
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$16.9M 0.37%
202,554
+31,580
+18% +$2.7M
SHY icon
60
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$16.2M 0.35%
190,867
+103,279
+118% +$8.75M
DIS icon
61
Walt Disney
DIS
$165B
$15.9M 0.35%
110,136
+17,873
+19% +$2.49M
IWM icon
62
iShares Russell 2000 ETF
IWM
$80.9B
$15.6M 0.34%
94,038
+6,935
+8% +$1.1M
UNH icon
63
UnitedHealth
UNH
$382B
$15.4M 0.33%
52,490
+11,248
+27% +$2.94M
SPYM
64
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$15.3M 0.33%
404,997
+236,877
+141% +$8.57M
VZ icon
65
Verizon
VZ
$194B
$15.2M 0.33%
247,127
+30,705
+14% +$1.85M
MUB icon
66
iShares National Muni Bond ETF
MUB
$45.1B
$15.1M 0.33%
132,572
+41,929
+46% +$4.78M
IGSB icon
67
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$14.9M 0.32%
276,937
+35,967
+15% +$1.93M
JNJ icon
68
Johnson & Johnson
JNJ
$635B
$14.5M 0.32%
99,734
+15,347
+18% +$2.08M
SPYG icon
69
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$14.1M 0.31%
337,113
+171,557
+104% +$6.88M
FVD icon
70
First Trust Value Line Dividend Fund
FVD
$8.29B
$13.8M 0.3%
383,570
+141,960
+59% +$5M
SPIB icon
71
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$13.8M 0.3%
390,924
+50,551
+15% +$1.78M
DGRO icon
72
iShares Core Dividend Growth ETF
DGRO
$42.6B
$13.7M 0.3%
325,327
+302,041
+1,297% +$12.2M
VTV icon
73
Vanguard Value ETF
VTV
$189B
$13.5M 0.29%
112,475
+37,232
+49% +$4.3M
WMT icon
74
Walmart Inc
WMT
$871B
$13.5M 0.29%
339,780
+24,519
+8% +$974K
DON icon
75
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$13.4M 0.29%
352,199
+206,874
+142% +$7.65M
1 2
3
4 5

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.