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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
51
JPMorgan Chase
JPM
$939B
$13.7M 0.4%
116,530
+6,667
+6% +$754K
VTI icon
52
Vanguard Total Stock Market ETF
VTI
$654B
$13.5M 0.39%
89,712
+8,452
+10% +$1.27M
IWM icon
53
iShares Russell 2000 ETF
IWM
$80.9B
$13.2M 0.38%
87,103
+40,092
+85% +$6.12M
VZ icon
54
Verizon
VZ
$194B
$13.1M 0.38%
216,422
-20,506
-9% -$1.18M
IGSB icon
55
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$12.9M 0.37%
240,970
+83,763
+53% +$4.48M
WMT icon
56
Walmart Inc
WMT
$871B
$12.5M 0.36%
315,261
+24,957
+9% +$942K
MTUM icon
57
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$12.1M 0.35%
101,704
+20,083
+25% +$2.42M
QUAL icon
58
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$12M 0.35%
130,334
+20,396
+19% +$1.88M
DIS icon
59
Walt Disney
DIS
$165B
$12M 0.35%
92,263
+7,553
+9% +$1.04M
SPIB icon
60
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$12M 0.35%
340,373
+5,702
+2% +$200K
DUK icon
61
Duke Energy
DUK
$102B
$11.4M 0.33%
119,274
-6,733
-5% -$613K
SPEM icon
62
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$11.1M 0.32%
324,811
+140,451
+76% +$4.87M
JNJ icon
63
Johnson & Johnson
JNJ
$635B
$10.9M 0.32%
84,387
-861
-1% -$113K
IEFA icon
64
iShares Core MSCI EAFE ETF
IEFA
$186B
$10.7M 0.31%
174,593
+27,700
+19% +$1.67M
MUB icon
65
iShares National Muni Bond ETF
MUB
$45.1B
$10.3M 0.3%
90,643
+10,617
+13% +$1.21M
LMBS icon
66
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$10.1M 0.29%
193,765
-48,471
-20% -$2.52M
BA icon
67
Boeing
BA
$165B
$10M 0.29%
26,386
+3,049
+13% +$1.09M
FTSL icon
68
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$9.82M 0.28%
207,186
-4,824
-2% -$228K
AIVL icon
69
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$9.59M 0.28%
+109,641
New +$9.39M
FTCS icon
70
First Trust Capital Strength ETF
FTCS
$7.88B
$9.45M 0.27%
166,452
-882
-0.5% -$50.2K
MBB icon
71
iShares MBS ETF
MBB
$39B
$9.39M 0.27%
86,688
+50,225
+138% +$5.42M
ACWV icon
72
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$9.32M 0.27%
98,323
+72,757
+285% +$6.78M
PEP icon
73
PepsiCo
PEP
$186B
$9.1M 0.26%
66,377
+1,473
+2% +$196K
VOOG icon
74
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$8.98M 0.26%
333,360
-1,866
-0.6% -$50.5K
MCD icon
75
McDonald's
MCD
$188B
$8.97M 0.26%
41,757
-66
-0.2% -$14.2K
1 2
3
4 5

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.