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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-11.24%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$584M
AUM Growth
-$1.23B
Cap. Flow
-$1.09B
Cap. Flow %
-186.37%
Top 10 Hldgs %
18.06%
Holding
642
New
39
Increased
141
Reduced
289
Closed
168

Top Buys

Rank Stock Value
1
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$2.29M
2
WSFS icon
WSFS Financial
WSFS
+$2.18M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.44M
4
MGTX icon
MeiraGTx Holdings
MGTX
+$1.35M
5
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$1.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$229M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$54.4M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$51.9M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$44.8M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 8.69%
2 Healthcare 6.71%
3 Energy 5.95%
4 Industrials 5.49%
5 Consumer Discretionary 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
51
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$2.84M 0.49%
12,164
-6,639
-35% -$1.66M
WDIV icon
52
State Street SPDR S&P Global Dividend ETF
WDIV
$276M
$2.82M 0.48%
45,450
-486,232
-91% -$31.7M
MMM icon
53
3M
MMM
$89B
$2.81M 0.48%
17,667
-501
-3% -$83.2K
SCHX icon
54
Schwab US Large- Cap ETF
SCHX
$70.9B
$2.75M 0.47%
276,744
+60,810
+28% +$653K
BAC icon
55
Bank of America
BAC
$435B
$2.71M 0.46%
109,999
+9,391
+9% +$255K
DVY icon
56
iShares Select Dividend ETF
DVY
$24B
$2.7M 0.46%
30,280
-4,157
-12% -$398K
HYG icon
57
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$2.65M 0.45%
32,648
-28,567
-47% -$2.39M
INTC icon
58
Intel
INTC
$466B
$2.61M 0.45%
55,629
-195
-0.3% -$9.13K
DIS icon
59
Walt Disney
DIS
$165B
$2.46M 0.42%
22,446
+1,759
+9% +$200K
VIG icon
60
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.44M 0.42%
24,966
-4,251
-15% -$443K
AMLP icon
61
Alerian MLP ETF
AMLP
$13B
$2.41M 0.41%
55,246
+1,354
+3% +$66.4K
KBWY icon
62
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$319M
$2.41M 0.41%
89,286
+2,340
+3% +$72.2K
JNK icon
63
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$2.4M 0.41%
23,829
-10,411
-30% -$1.09M
CAT icon
64
Caterpillar
CAT
$409B
$2.35M 0.4%
18,465
-3,954
-18% -$514K
IBM icon
65
IBM
IBM
$202B
$2.31M 0.39%
21,230
-1,607
-7% -$193K
FTSL icon
66
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$2.29M 0.39%
50,414
-107,206
-68% -$5.08M
SPSM icon
67
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$2.26M 0.39%
85,899
-660,245
-88% -$19.5M
IWF icon
68
iShares Russell 1000 Growth ETF
IWF
$122B
$2.24M 0.38%
68,408
-244
-0.4% -$8.6K
RTN
69
DELISTED
Raytheon Company
RTN
$2.22M 0.38%
14,485
-817
-5% -$146K
VGIT icon
70
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$2.17M 0.37%
34,238
-249,644
-88% -$15.5M
IEMG icon
71
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$2.15M 0.37%
45,658
-355,373
-89% -$17.2M
PM icon
72
Philip Morris
PM
$301B
$2.11M 0.36%
31,551
-10,899
-26% -$910K
CSCO icon
73
Cisco
CSCO
$450B
$2.04M 0.35%
47,125
-1,314
-3% -$60.1K
UPS icon
74
United Parcel Service
UPS
$97.6B
$1.99M 0.34%
20,369
+58
+0.3% +$6.29K
WSFS icon
75
WSFS Financial
WSFS
$4.1B
$1.96M 0.34%
+51,695
New +$2.18M
1 2
3
4 5

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, AE Wealth Management held 642 positions worth $584M, down 68% from $1.82B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $1.09B in Q4 2018, closing 168 positions and reducing 289 holdings. Its most notable exit was Main Sector Rotation ETF, an estimated $6.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 3.9% a quarter earlier, followed by Healthcare and Energy.

Against the trend, AE Wealth Management opened a new position in WSFS Financial worth $1.96M.

  • AE Wealth Management's largest Q4 2018 buy was WSFS Financial: 51,695 shares worth $1.96M.
  • AE Wealth Management added most to The Necessity Retail REIT, Inc. Class A Common Stock in Q4 2018, an estimated $2.29M increase.
  • AE Wealth Management's biggest Q4 2018 reduction was Vanguard S&P 500 ETF, cutting an estimated $229M.
  • AE Wealth Management fully exited Main Sector Rotation ETF in Q4 2018, selling an estimated $6.58M.
  • AE Wealth Management's ten largest holdings make up 18% of its $584M portfolio in Q4 2018.
  • AE Wealth Management opened 39 new positions and closed 168 in Q4 2018.
  • AE Wealth Management's portfolio value fell 68% quarter-over-quarter to $584M.

Based on AE Wealth Management's 13F filing for Q4 2018, filed 15 Feb 2019.