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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
+$55.4M
Cap. Flow
+$16.6M
Cap. Flow %
1.46%
Top 10 Hldgs %
40.72%
Holding
481
New
82
Increased
213
Reduced
115
Closed
66

Top Buys

Rank Stock Value
1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$13.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.97M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$4.73M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$4.49M
5
FGD icon
First Trust Dow Jones Global Select Dividend Index Fund
FGD
+$4.43M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$73.8M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$2.3M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.95M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.91%
2 Energy 2.81%
3 Technology 2.62%
4 Healthcare 2.43%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
51
Johnson & Johnson
JNJ
$634B
$4.25M 0.37%
30,380
-1,664
-5% -$232K
KO icon
52
Coca-Cola
KO
$354B
$4.14M 0.37%
90,279
-3,165
-3% -$145K
HD icon
53
Home Depot
HD
$331B
$4.09M 0.36%
21,557
+2,885
+15% +$498K
SECT icon
54
Main Sector Rotation ETF
SECT
$2.74B
$4.04M 0.36%
+147,721
New +$3.93M
BRK.B icon
55
Berkshire Hathaway Class B
BRK.B
$1.06T
$4M 0.35%
20,158
+7,498
+59% +$1.42M
AMZN icon
56
Amazon
AMZN
$2.5T
$3.89M 0.34%
66,460
+30,600
+85% +$1.68M
LVHB
57
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
$3.56M 0.31%
+109,924
New +$3.53M
SRLN icon
58
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$3.52M 0.31%
74,518
+9,522
+15% +$451K
IBM icon
59
IBM
IBM
$202B
$3.4M 0.3%
23,176
+3,181
+16% +$463K
VUG icon
60
Vanguard Growth ETF
VUG
$216B
$3.38M 0.3%
143,988
+9,792
+7% +$225K
IGIB icon
61
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$3.34M 0.29%
61,098
+720
+1% +$39.5K
SO icon
62
Southern Company
SO
$110B
$3.27M 0.29%
67,917
+13,760
+25% +$701K
JPIN icon
63
JPMorgan Diversified Return International Equity ETF
JPIN
$361M
$3.26M 0.29%
54,320
-692
-1% -$41.1K
NFLT icon
64
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$441M
$3.25M 0.29%
128,839
+65,853
+105% +$1.69M
PM icon
65
Philip Morris
PM
$303B
$3.17M 0.28%
29,957
-38
-0.1% -$4.05K
VDC icon
66
Vanguard Consumer Staples ETF
VDC
$7.86B
$3.13M 0.28%
21,454
+8,834
+70% +$1.25M
JNK icon
67
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$3.13M 0.28%
28,400
+5,519
+24% +$611K
MCD icon
68
McDonald's
MCD
$188B
$3.1M 0.27%
18,011
+1,424
+9% +$239K
XLK icon
69
State Street Technology Select Sector SPDR ETF
XLK
$114B
$3.04M 0.27%
95,208
-21,550
-18% -$676K
VNQ icon
70
Vanguard Real Estate ETF
VNQ
$40B
$2.85M 0.25%
34,331
+15,919
+86% +$1.33M
WMT icon
71
Walmart Inc
WMT
$871B
$2.82M 0.25%
85,728
-5,727
-6% -$175K
TIP icon
72
iShares TIPS Bond ETF
TIP
$14.5B
$2.81M 0.25%
24,588
+17,208
+233% +$1.96M
SPEM icon
73
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$2.75M 0.24%
+72,192
New +$2.69M
JPM icon
74
JPMorgan Chase
JPM
$936B
$2.66M 0.24%
24,905
+388
+2% +$39.3K
UPS icon
75
United Parcel Service
UPS
$97.5B
$2.61M 0.23%
21,904
+3,420
+19% +$402K
1 2
3
4 5

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BBHC
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TAF
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AE Wealth Management's Q4 2017 Portfolio in Review

As of Q4 2017, AE Wealth Management held 481 positions worth $1.13B, up 5.1% from $1.08B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

AE Wealth Management's Q4 2017 filing shows 82 new, 213 increased, 115 reduced and 66 closed positions. Its largest new stake was Main Sector Rotation ETF: 147,721 shares worth $4.04M. The largest sale was Vanguard S&P 500 ETF, an estimated $73.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.9% of assets, up from 2.7% a quarter earlier, followed by Energy and Technology.

  • AE Wealth Management's largest Q4 2017 buy was Main Sector Rotation ETF: 147,721 shares worth $4.04M.
  • AE Wealth Management added most to VanEck Fallen Angel High Yield Bond ETF in Q4 2017, an estimated $13.1M increase.
  • AE Wealth Management's biggest Q4 2017 reduction was Vanguard S&P 500 ETF, cutting an estimated $73.8M.
  • AE Wealth Management fully exited Schwab US TIPS ETF in Q4 2017, selling an estimated $1.95M.
  • AE Wealth Management's ten largest holdings make up 41% of its $1.13B portfolio in Q4 2017.
  • AE Wealth Management opened 82 new positions and closed 66 in Q4 2017.
  • AE Wealth Management's portfolio value rose 5.1% quarter-over-quarter to $1.13B.

Based on AE Wealth Management's 13F filing for Q4 2017, filed 6 Feb 2018.