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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$240M
Cap. Flow
+$211M
Cap. Flow %
19.55%
Top 10 Hldgs %
45.76%
Holding
422
New
43
Increased
198
Reduced
143
Closed
24

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$60.1M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$12.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.8M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$10.7M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.82M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.32M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.24M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.71%
2 Energy 2.64%
3 Industrials 2.43%
4 Technology 2.36%
5 Healthcare 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
51
State Street Technology Select Sector SPDR ETF
XLK
$115B
$3.45M 0.32%
116,758
-5,588
-5% -$161K
IWM icon
52
iShares Russell 2000 ETF
IWM
$80.9B
$3.4M 0.32%
22,960
+14,759
+180% +$2.08M
GLD icon
53
SPDR Gold Trust
GLD
$131B
$3.39M 0.31%
27,871
+411
+1% +$50K
MO icon
54
Altria Group
MO
$122B
$3.37M 0.31%
53,067
+7,471
+16% +$498K
PM icon
55
Philip Morris
PM
$301B
$3.33M 0.31%
29,995
-877
-3% -$102K
IGIB icon
56
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$3.33M 0.31%
60,378
-5,282
-8% -$291K
ABBV icon
57
AbbVie
ABBV
$458B
$3.28M 0.3%
36,914
-8,638
-19% -$658K
JPIN icon
58
JPMorgan Diversified Return International Equity ETF
JPIN
$361M
$3.19M 0.3%
55,012
-1,787
-3% -$102K
DUK icon
59
Duke Energy
DUK
$102B
$3.16M 0.29%
37,681
-1,062
-3% -$90.9K
SRLN icon
60
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$3.08M 0.29%
64,996
-47,377
-42% -$2.24M
HD icon
61
Home Depot
HD
$332B
$3.05M 0.28%
18,672
+3,593
+24% +$551K
GE icon
62
GE Aerospace
GE
$367B
$3.02M 0.28%
26,077
+4,151
+19% +$502K
VUG icon
63
Vanguard Growth ETF
VUG
$216B
$2.97M 0.28%
134,196
+25,194
+23% +$548K
IBM icon
64
IBM
IBM
$202B
$2.77M 0.26%
19,995
+2,943
+17% +$410K
SO icon
65
Southern Company
SO
$110B
$2.66M 0.25%
54,157
+2,477
+5% +$120K
PFE icon
66
Pfizer
PFE
$140B
$2.65M 0.25%
78,126
+2,726
+4% +$87.6K
LMT icon
67
Lockheed Martin
LMT
$134B
$2.61M 0.24%
8,418
+2,926
+53% +$873K
MCD icon
68
McDonald's
MCD
$188B
$2.6M 0.24%
16,587
-3,276
-16% -$513K
JNK icon
69
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$2.56M 0.24%
22,881
-20,850
-48% -$2.32M
META icon
70
Meta Platforms (Facebook)
META
$1.51T
$2.53M 0.23%
14,805
+1,404
+10% +$234K
OUSA icon
71
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$737M
$2.39M 0.22%
78,906
-2,208
-3% -$65.6K
WMT icon
72
Walmart Inc
WMT
$871B
$2.38M 0.22%
91,455
+8,100
+10% +$212K
JPM icon
73
JPMorgan Chase
JPM
$939B
$2.34M 0.22%
24,517
+8,874
+57% +$818K
NOBL icon
74
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$2.33M 0.22%
78,210
+2,318
+3% +$67.6K
BRK.B icon
75
Berkshire Hathaway Class B
BRK.B
$1.07T
$2.32M 0.22%
12,660
+2,648
+26% +$468K
1 2
3
4 5

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, AE Wealth Management held 422 positions worth $1.08B, up 29% from $838M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

AE Wealth Management deployed $211M of net new capital in Q3 2017, opening 43 new positions and adding to 198 existing holdings. Its largest new stake was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.7% of assets, down from 3.4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $17.8M trimmed.

  • AE Wealth Management's largest Q3 2017 buy was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q3 2017, an estimated $60.1M increase.
  • AE Wealth Management's biggest Q3 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $17.8M.
  • AE Wealth Management fully exited ProShares Ultra S&P500 in Q3 2017, selling an estimated $2.13M.
  • AE Wealth Management's ten largest holdings make up 46% of its $1.08B portfolio in Q3 2017.
  • AE Wealth Management opened 43 new positions and closed 24 in Q3 2017.
  • AE Wealth Management's portfolio value rose 29% quarter-over-quarter to $1.08B.

Based on AE Wealth Management's 13F filing for Q3 2017, filed 8 Nov 2017.