We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBC icon
701
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$3.09M 0.02%
123,767
+111,915
+944% +$2.73M
EVR icon
702
Evercore
EVR
$11.8B
$3.09M 0.02%
22,401
+8,636
+63% +$1.17M
PLTR icon
703
Palantir
PLTR
$295B
$3.08M 0.02%
192,742
+85,042
+79% +$1.35M
PMAR icon
704
Innovator US Equity Power Buffer ETF March
PMAR
$752M
$3.08M 0.02%
91,842
-14,487
-14% -$491K
NSC icon
705
Norfolk Southern
NSC
$75.4B
$3.07M 0.02%
15,604
+1,231
+9% +$266K
NWSA icon
706
News Corp Class A
NWSA
$15.6B
$3.04M 0.02%
+151,776
New +$3.08M
PAPR icon
707
Innovator US Equity Power Buffer ETF April
PAPR
$945M
$3.04M 0.02%
99,270
-10,927
-10% -$339K
FDN icon
708
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.99B
$3.04M 0.02%
19,030
+1,939
+11% +$322K
MELI icon
709
Mercado Libre
MELI
$94.5B
$3.02M 0.02%
2,383
+451
+23% +$574K
FDT icon
710
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.24B
$3.01M 0.02%
59,909
+8,708
+17% +$455K
ULTA icon
711
Ulta Beauty
ULTA
$21.8B
$3M 0.02%
7,513
-1,864
-20% -$815K
CION icon
712
CION Investment
CION
$297M
$3M 0.02%
283,685
+17,104
+6% +$185K
GRMN
713
Garmin
GRMN
$56.9B
$3M 0.02%
28,501
-2,400
-8% -$252K
WPC icon
714
W.P. Carey
WPC
$16.6B
$2.99M 0.02%
56,463
+2,268
+4% +$145K
LH icon
715
Labcorp
LH
$25.2B
$2.99M 0.02%
14,858
-6,778
-31% -$1.43M
MGV icon
716
Vanguard Mega Cap Value ETF
MGV
$13.1B
$2.97M 0.02%
29,323
+541
+2% +$56.7K
FXR icon
717
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
$2.97M 0.02%
51,739
-8,850
-15% -$530K
FAUG icon
718
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$2.97M 0.02%
79,477
-92,094
-54% -$3.55M
MGC icon
719
Vanguard Mega Cap 300 Index ETF
MGC
$9.71B
$2.92M 0.02%
19,258
-2,763
-13% -$435K
TPH
720
DELISTED
Tri Pointe Homes
TPH
$2.92M 0.02%
106,913
+27,878
+35% +$856K
FVAL icon
721
Fidelity Value Factor ETF
FVAL
$1.29B
$2.9M 0.02%
60,644
+11,127
+22% +$551K
MAN icon
722
ManpowerGroup
MAN
$2.6B
$2.89M 0.02%
39,447
-2,916
-7% -$227K
ED icon
723
Consolidated Edison
ED
$41.4B
$2.87M 0.02%
33,606
+6,366
+23% +$580K
LEN.B icon
724
Lennar Class B
LEN.B
$19.9B
$2.85M 0.02%
29,376
-3,842
-12% -$400K
QGEN icon
725
Qiagen
QGEN
$8.62B
$2.85M 0.02%
66,469
-8,608
-11% -$401K
27 28
29
30 31

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.