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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYLB icon
701
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
$2.64M 0.02%
75,851
-64,654
-46% -$2.22M
VOT icon
702
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
$2.62M 0.02%
13,464
-2,745
-17% -$526K
FEX icon
703
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
$2.59M 0.02%
32,171
-19,663
-38% -$1.61M
FPE icon
704
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$2.59M 0.02%
161,980
+137,663
+566% +$2.38M
NVS icon
705
Novartis
NVS
$302B
$2.58M 0.02%
28,046
-9,013
-24% -$787K
AOA icon
706
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.13B
$2.57M 0.02%
40,395
+1,465
+4% +$91.5K
IXP icon
707
iShares Global Comm Services ETF
IXP
$529M
$2.56M 0.02%
39,959
+1,879
+5% +$114K
RWL icon
708
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$2.55M 0.02%
33,491
+4,863
+17% +$370K
MISL icon
709
First Trust Indxx Aerospace & Defense ETF
MISL
$732M
$2.55M 0.02%
+113,417
New +$2.54M
FBRT
710
Franklin BSP Realty Trust
FBRT
$580M
$2.54M 0.02%
211,715
-26,905
-11% -$360K
BTI icon
711
British American Tobacco
BTI
$136B
$2.54M 0.02%
72,292
+1,909
+3% +$72K
URI icon
712
United Rentals
URI
$65.7B
$2.54M 0.02%
6,407
-40
-0.6% -$16.8K
AWF
713
AllianceBernstein Global High Income Fund
AWF
$869M
$2.53M 0.02%
260,476
+54,076
+26% +$535K
BBAG icon
714
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.02B
$2.53M 0.02%
53,894
+4,497
+9% +$210K
CRWD icon
715
CrowdStrike
CRWD
$183B
$2.53M 0.02%
73,608
+41,440
+129% +$1.2M
IBKR icon
716
Interactive Brokers
IBKR
$38.4B
$2.51M 0.02%
121,636
+103,416
+568% +$2.1M
FICS icon
717
First Trust International Developed Capital Strength ETF
FICS
$217M
$2.51M 0.02%
+79,722
New +$2.43M
FNDX icon
718
Schwab Fundamental US Large Company Index ETF
FNDX
$26.5B
$2.5M 0.02%
136,821
+12,522
+10% +$230K
VONE icon
719
Vanguard Russell 1000 ETF
VONE
$8.09B
$2.5M 0.02%
13,411
-1,122
-8% -$204K
DFAE icon
720
Dimensional Emerging Core Equity Market ETF
DFAE
$8.91B
$2.49M 0.02%
108,203
+38,342
+55% +$884K
HAL icon
721
Halliburton
HAL
$26.1B
$2.49M 0.02%
78,658
+60,320
+329% +$2.23M
PAVE icon
722
Global X US Infrastructure Development ETF
PAVE
$13.5B
$2.46M 0.02%
86,751
+11,442
+15% +$324K
FVAL icon
723
Fidelity Value Factor ETF
FVAL
$1.29B
$2.45M 0.02%
53,599
+28,803
+116% +$1.31M
VTIP icon
724
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.45M 0.02%
51,269
-184,882
-78% -$8.7M
AVY icon
725
Avery Dennison
AVY
$12.8B
$2.45M 0.02%
13,698
+2,263
+20% +$411K
27 28
29
30 31

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.