We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRNA icon
701
Moderna
MRNA
$21.8B
$1.99M 0.01%
7,839
-2,988
-28% -$874K
APH icon
702
Amphenol
APH
$187B
$1.98M 0.01%
45,360
+8,666
+24% +$351K
ROST icon
703
Ross Stores
ROST
$80.3B
$1.98M 0.01%
17,319
-6,990
-29% -$782K
CCL icon
704
Carnival Corporation Ltd
CCL
$38.2B
$1.96M 0.01%
97,486
-21,254
-18% -$455K
VICI icon
705
VICI Properties
VICI
$29.9B
$1.96M 0.01%
65,101
+11,539
+22% +$334K
PANW icon
706
Palo Alto Networks
PANW
$256B
$1.96M 0.01%
21,072
-7,986
-27% -$691K
VDE icon
707
Vanguard Energy ETF
VDE
$9.96B
$1.94M 0.01%
25,038
+178
+0.7% +$14.2K
TLH icon
708
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
$1.94M 0.01%
13,052
+566
+5% +$83.8K
PLUG icon
709
Plug Power
PLUG
$2.76B
$1.93M 0.01%
68,406
+32,966
+93% +$1.14M
EQIX icon
710
Equinix
EQIX
$101B
$1.93M 0.01%
2,278
-417
-15% -$334K
IYH icon
711
iShares US Healthcare ETF
IYH
$3.47B
$1.93M 0.01%
32,045
+14,215
+80% +$812K
SCHR
712
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1.89M 0.01%
67,478
-70,824
-51% -$1.99M
ED icon
713
Consolidated Edison
ED
$41.6B
$1.88M 0.01%
22,083
-791
-3% -$62.2K
EVRG icon
714
Evergy
EVRG
$19.7B
$1.88M 0.01%
27,463
+3,228
+13% +$210K
TENB icon
715
Tenable Holdings
TENB
$3.51B
$1.88M 0.01%
34,200
+6,676
+24% +$346K
BEPC icon
716
Brookfield Renewable
BEPC
$5.84B
$1.88M 0.01%
50,916
+2,471
+5% +$94.3K
GGG icon
717
Graco
GGG
$13.2B
$1.87M 0.01%
23,229
-195
-0.8% -$14.8K
RCL icon
718
Royal Caribbean
RCL
$86.6B
$1.87M 0.01%
24,337
+2,202
+10% +$179K
NCLH icon
719
Norwegian Cruise Line
NCLH
$9.6B
$1.86M 0.01%
89,611
-9,535
-10% -$228K
FMHI icon
720
First Trust Municipal High Income ETF
FMHI
$991M
$1.85M 0.01%
33,037
+3,802
+13% +$212K
LTPZ icon
721
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$699M
$1.85M 0.01%
+20,208
New +$1.82M
AAP icon
722
Advance Auto Parts
AAP
$3.48B
$1.84M 0.01%
7,682
+709
+10% +$162K
FBIN icon
723
Fortune Brands Innovations
FBIN
$5.83B
$1.84M 0.01%
20,150
+606
+3% +$52.5K
FIS icon
724
Fidelity National Information Services
FIS
$23.8B
$1.84M 0.01%
16,820
-2,062
-11% -$233K
USHY icon
725
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$1.83M 0.01%
44,545
-1,263
-3% -$51.9K
27 28
29
30 31

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.